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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IXUS icon
201
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$3.75M 0.1%
52,914
-4,961
-9% -$357K
FENY icon
202
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$3.71M 0.1%
244,189
-9,264
-4% -$144K
DHI icon
203
D.R. Horton
DHI
$41B
$3.7M 0.1%
34,156
+21,063
+161% +$2.03M
MRVL icon
204
Marvell Technology
MRVL
$174B
$3.7M 0.1%
42,240
+2,167
+5% +$162K
IGV icon
205
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$3.69M 0.1%
46,445
+5,080
+12% +$424K
IUSB icon
206
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$3.69M 0.1%
69,649
+7,897
+13% +$419K
VAW icon
207
Vanguard Materials ETF
VAW
$3B
$3.69M 0.1%
18,724
+64
+0.3% +$12.1K
FDIS icon
208
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$3.68M 0.1%
41,706
+889
+2% +$77.4K
FTA icon
209
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$3.67M 0.1%
52,552
-14,167
-21% -$960K
FTNT icon
210
Fortinet
FTNT
$112B
$3.66M 0.1%
50,965
+8,570
+20% +$564K
QUAL icon
211
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
$3.66M 0.1%
25,116
-1,542
-6% -$218K
VRSN icon
212
VeriSign
VRSN
$25.3B
$3.65M 0.1%
14,376
-102
-0.7% -$23.6K
AMGN icon
213
Amgen
AMGN
$203B
$3.64M 0.1%
16,180
+3,513
+28% +$741K
DIA icon
214
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.64M 0.1%
10,013
+391
+4% +$139K
VGT icon
215
Vanguard Information Technology ETF
VGT
$139B
$3.58M 0.1%
62,560
-7,904
-11% -$434K
DLN icon
216
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$3.58M 0.1%
54,227
-7,401
-12% -$468K
VEU icon
217
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.58M 0.1%
58,358
+3,347
+6% +$207K
IWO icon
218
iShares Russell 2000 Growth ETF
IWO
$14.5B
$3.54M 0.1%
12,065
+150
+1% +$45.2K
NET icon
219
Cloudflare
NET
$93B
$3.51M 0.1%
26,664
-25,069
-48% -$4.2M
GOVT icon
220
iShares US Treasury Bond ETF
GOVT
$43.6B
$3.5M 0.1%
131,209
-8,659
-6% -$229K
PM icon
221
Philip Morris
PM
$301B
$3.43M 0.1%
36,104
-215
-0.6% -$20.1K
IXC icon
222
iShares Global Energy ETF
IXC
$2.71B
$3.42M 0.1%
124,258
+9,922
+9% +$281K
NOBL icon
223
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$3.36M 0.09%
68,512
-1,002
-1% -$47.3K
IWR icon
224
iShares Russell Mid-Cap ETF
IWR
$56.8B
$3.31M 0.09%
39,919
+1,476
+4% +$121K
VWO icon
225
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.31M 0.09%
66,934
-511
-0.8% -$25.8K
7 8
9
10 11

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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.