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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWP icon
201
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$1.79M 0.11%
26,454
+878
+3% +$58.4K
ISRG icon
202
Intuitive Surgical
ISRG
$121B
$1.79M 0.11%
9,363
+312
+3% +$55.4K
RDVY icon
203
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$1.78M 0.1%
+56,454
New +$1.75M
COP icon
204
ConocoPhillips
COP
$147B
$1.78M 0.1%
22,968
+1,085
+5% +$78.2K
VUG icon
205
Vanguard Growth ETF
VUG
$216B
$1.78M 0.1%
66,234
+4,968
+8% +$130K
PHK
206
PIMCO High Income Fund
PHK
$863M
$1.75M 0.1%
208,314
+68,527
+49% +$597K
SHYG icon
207
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.75M 0.1%
37,054
+8,097
+28% +$379K
FMAT icon
208
Fidelity MSCI Materials Index ETF
FMAT
$585M
$1.74M 0.1%
51,908
+11,566
+29% +$396K
TRV icon
209
Travelers Companies
TRV
$80.8B
$1.74M 0.1%
13,374
+223
+2% +$28.8K
FIDU icon
210
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
$1.72M 0.1%
42,733
-15,371
-26% -$603K
RSG icon
211
Republic Services
RSG
$66.7B
$1.71M 0.1%
23,517
+9,259
+65% +$670K
ETN icon
212
Eaton
ETN
$157B
$1.7M 0.1%
19,577
+2,899
+17% +$237K
RTX icon
213
RTX Corp
RTX
$287B
$1.67M 0.1%
19,022
+254
+1% +$21.3K
MU icon
214
Micron Technology
MU
$1.04T
$1.66M 0.1%
36,725
-8,460
-19% -$427K
WBA
215
DELISTED
Walgreens Boots Alliance
WBA
$1.65M 0.1%
22,643
+1,202
+6% +$81.6K
CGC
216
Canopy Growth
CGC
$375M
$1.64M 0.1%
+3,364
New +$1.24M
LUV icon
217
Southwest Airlines
LUV
$22.1B
$1.62M 0.1%
25,943
+9,942
+62% +$581K
DAL icon
218
Delta Air Lines
DAL
$55.9B
$1.62M 0.1%
27,935
+4,504
+19% +$248K
XT icon
219
iShares Future Exponential Technologies ETF
XT
$3.77B
$1.61M 0.09%
41,680
-543
-1% -$20.6K
EEM icon
220
iShares MSCI Emerging Markets ETF
EEM
$28B
$1.61M 0.09%
37,589
-27,676
-42% -$1.19M
BSV icon
221
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.59M 0.09%
20,433
-1,032
-5% -$80.6K
FTSL icon
222
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.56M 0.09%
32,434
+2,571
+9% +$123K
EEMV icon
223
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$1.55M 0.09%
26,212
-4,393
-14% -$258K
CFA icon
224
VictoryShares US 500 Volatility Wtd ETF
CFA
$537M
$1.55M 0.09%
29,907
+94
+0.3% +$4.83K
QTEC icon
225
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$1.55M 0.09%
19,496
+110
+0.6% +$8.75K
7 8
9
10 11

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.