Sigma Planning Corp’s VictoryShares US 500 Volatility Wtd ETF CFA Stock Holding History

Sigma Planning Corp’s Portfolio CFA Stock Details CFA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-29,907	Closed	-$1.55M	–	867
2018 Q3	$1.55M	Buy	29,907 +94	+0.3%	+$4.83K	0.09%	224
2018 Q2	$1.47M	Sell	29,813 -683	-2%	-$33.8K	0.1%	210
2018 Q1	$1.49M	Sell	30,496 -441	-1%	-$21.9K	0.11%	200
2017 Q4	$1.51M	Sell	30,937 -111	-0.4%	-$5.25K	0.12%	201
2017 Q3	$1.42M	Buy	+31,048	New	+$1.38M	0.12%	200

Other funds holding CFA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Victory Capital Management San Antonio, Texas $156B AUM 27.51% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

PFGIA

Patriot Financial Group Insurance Agency Westborough, Massachusetts $974M AUM 29.77% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Sigma Planning Corp's CFA Position: Q4 2018 in Review

Sigma Planning Corp sold out of VictoryShares US 500 Volatility Wtd ETF (CFA) in Q4 2018, closing a stake of 29,907 shares — an estimated $1.55M sold.

Sigma Planning Corp first reported a position in CFA in Q3 2017 and held it in 5 quarters. The position peaked at $1.55M in Q3 2018. 47 funds tracked by Wall St. Rank hold CFA as of Q4 2018.

Sigma Planning Corp reported no remaining VictoryShares US 500 Volatility Wtd ETF position as of Q4 2018 after selling out during the quarter.
Sigma Planning Corp sold 29,907 VictoryShares US 500 Volatility Wtd ETF shares in Q4 2018, an estimated $1.55M.
Sigma Planning Corp first reported a position in VictoryShares US 500 Volatility Wtd ETF in Q3 2017 and held it in 5 quarters.
Sigma Planning Corp's VictoryShares US 500 Volatility Wtd ETF position peaked at $1.55M in Q3 2018.
47 funds tracked by Wall St. Rank held VictoryShares US 500 Volatility Wtd ETF as of Q4 2018.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.