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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.49B
AUM Growth
+$126M
Cap. Flow
+$88.7M
Cap. Flow %
5.94%
Top 10 Hldgs %
19.85%
Holding
968
New
109
Increased
462
Reduced
308
Closed
66

Top Buys

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$6.77M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$6.16M
3
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$5.36M
4
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.13M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.1M

Top Sells

Rank Stock Value
1
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$5.9M
2
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$3.54M
3
SH icon
ProShares Short S&P500
SH
+$2.94M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.44M
5
HBAN icon
Huntington Bancshares
HBAN
+$2.02M

Sector Composition

Rank Sector Weight
1 Technology 6.87%
2 Financials 4.76%
3 Healthcare 4.76%
4 Industrials 4.32%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
201
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$1.59M 0.11%
20,360
-2,169
-10% -$169K
SPHD icon
202
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.56M 0.1%
38,064
-7,019
-16% -$281K
FREL icon
203
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$1.55M 0.1%
63,345
-9,552
-13% -$224K
VUG icon
204
Vanguard Growth ETF
VUG
$216B
$1.53M 0.1%
61,266
+2,328
+4% +$57.1K
XT icon
205
iShares Future Exponential Technologies ETF
XT
$3.77B
$1.53M 0.1%
42,223
+2,030
+5% +$74.5K
COP icon
206
ConocoPhillips
COP
$147B
$1.52M 0.1%
21,883
-212
-1% -$14.1K
USB icon
207
US Bancorp
USB
$99.6B
$1.5M 0.1%
29,891
-1,555
-5% -$78.9K
QTEC icon
208
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$1.49M 0.1%
19,386
+311
+2% +$24.2K
RTX icon
209
RTX Corp
RTX
$287B
$1.48M 0.1%
18,768
+933
+5% +$73.1K
CFA icon
210
VictoryShares US 500 Volatility Wtd ETF
CFA
$537M
$1.47M 0.1%
29,813
-683
-2% -$33.8K
ILTB icon
211
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$1.47M 0.1%
24,374
-9,716
-29% -$585K
IWS icon
212
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$1.46M 0.1%
16,485
+1,469
+10% +$129K
ISRG icon
213
Intuitive Surgical
ISRG
$121B
$1.44M 0.1%
9,051
+1,482
+20% +$226K
LLY icon
214
Eli Lilly
LLY
$1.07T
$1.43M 0.1%
16,757
-521
-3% -$42.8K
IDCC icon
215
InterDigital
IDCC
$6.68B
$1.43M 0.1%
17,660
-3,836
-18% -$305K
FTSL icon
216
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$1.43M 0.1%
29,863
+6,493
+28% +$312K
CIK
217
Credit Suisse Asset Management Income Fund
CIK
$133M
$1.42M 0.1%
449,535
-54,334
-11% -$173K
APO icon
218
Apollo Global Management
APO
$70.7B
$1.42M 0.1%
44,553
-5,204
-10% -$159K
CHI
219
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$1.42M 0.09%
120,223
+4,178
+4% +$48.1K
OLED icon
220
Universal Display
OLED
$3.71B
$1.4M 0.09%
16,309
-602
-4% -$57.4K
TSLA icon
221
Tesla
TSLA
$1.24T
$1.4M 0.09%
61,110
-8,940
-13% -$182K
IUSV icon
222
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.4M 0.09%
26,004
-8,892
-25% -$479K
NMFC icon
223
New Mountain Finance
NMFC
$646M
$1.37M 0.09%
100,952
+807
+0.8% +$11K
IP icon
224
International Paper
IP
$22.3B
$1.36M 0.09%
27,638
+18,569
+205% +$949K
FMAT icon
225
Fidelity MSCI Materials Index ETF
FMAT
$585M
$1.36M 0.09%
40,342
-173,461
-81% -$5.9M
7 8
9
10 11

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BPS
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VPC
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WWA
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Sigma Planning Corp's Q2 2018 Portfolio in Review

As of Q2 2018, Sigma Planning Corp held 968 positions worth $1.49B, up 9.2% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $88.7M of net new capital in Q2 2018, opening 109 new positions and adding to 462 existing holdings. Its largest new stake was VictoryShares US Small Cap Volatility Wtd ETF: 85,641 shares worth $4.18M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Materials Index ETF, an estimated $5.9M trimmed.

  • Sigma Planning Corp's largest Q2 2018 buy was VictoryShares US Small Cap Volatility Wtd ETF: 85,641 shares worth $4.18M.
  • Sigma Planning Corp added most to iShares Core S&P Small-Cap ETF in Q2 2018, an estimated $6.77M increase.
  • Sigma Planning Corp's biggest Q2 2018 reduction was Fidelity MSCI Materials Index ETF, cutting an estimated $5.9M.
  • Sigma Planning Corp fully exited ProShares Short S&P500 in Q2 2018, selling an estimated $2.94M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.49B portfolio in Q2 2018.
  • Sigma Planning Corp opened 109 new positions and closed 66 in Q2 2018.
  • Sigma Planning Corp's portfolio value rose 9.2% quarter-over-quarter to $1.49B.

Based on Sigma Planning Corp's 13F filing for Q2 2018, filed 2 Aug 2018.