We are live on
!
Find out more
Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
176
iShares MSCI USA Momentum Factor ETF
MTUM
$18.7B
| $4.27M | 0.12% |
17,042
+134
| +0.8% | +$33.6K |
2014 Q4
44 quarters
|
|
177
Eaton
ETN
$155B
| $4.21M | 0.12% |
13,473
+208
| +2% | +$73.7K |
2014 Q4
44 quarters
|
|
178
FT Vest US Equity Moderate Buffer ETF January
GJAN
$441M
| $4.2M | 0.12% |
98,254
-5,938
| -6% | -$250K |
2025 Q1
3 quarters
|
|
179
Bristol-Myers Squibb
BMY
$124B
| $4.2M | 0.12% |
77,789
+9,703
| +14% | +$467K |
2014 Q4
44 quarters
|
|
180
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.54B
| $4.18M | 0.12% |
101,026
+4,749
| +5% | +$195K |
2022 Q2
14 quarters
|
|
181
Pfizer
PFE
$169B
| $4.14M | 0.11% |
166,073
+9,868
| +6% | +$249K |
2014 Q4
44 quarters
|
|
182
First Trust Enhanced Short Maturity ETF
FTSM
$6.72B
| $4.13M | 0.11% |
68,956
-653
| -0.9% | -$39.2K |
2017 Q4
32 quarters
|
|
183
Celestica
CLS
$38.6B
| $4.11M | 0.11% |
13,907
+2,065
| +17% | +$622K |
2024 Q3
5 quarters
|
|
184
VanEck Gold Miners ETF
GDX
$26.3B
| $4.1M | 0.11% |
44,392
+13,374
| +43% | +$1.06M |
2015 Q1
43 quarters
|
|
|
185
BlackRock Large Cap Value ETF
BLCV
$346M
| $4.1M | 0.11% |
+109,921
| New | +$4M |
2025 Q4
0 quarters
|
|
|
186
FT Vest US Equity Buffer ETF October
FOCT
$1.22B
| $4.09M | 0.11% |
+83,553
| New | +$4.04M |
2025 Q4
0 quarters
|
|
187
Medtronic
MDT
$121B
| $4.07M | 0.11% |
42,366
-796
| -2% | -$77.3K |
2014 Q4
44 quarters
|
|
188
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$22.3B
| $4.06M | 0.11% |
33,982
+158
| +0.5% | +$18.7K |
2014 Q4
44 quarters
|
|
189
GraniteShares Platinum Shares
PLTM
$176M
| $4.05M | 0.11% |
205,485
+98,457
| +92% | +$1.61M |
2025 Q3
1 quarter
|
|
190
GE Vernova
GEV
$248B
| $4.03M | 0.11% |
6,014
-3,643
| -38% | -$2.22M |
2024 Q2
6 quarters
|
|
191
BlackRock US Equity Factor Rotation ETF
DYNF
$42B
| $4M | 0.11% |
65,443
+21,122
| +48% | +$1.27M |
2024 Q1
7 quarters
|
|
192
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$43.4B
| $3.99M | 0.11% |
68,591
+615
| +0.9% | +$35.7K |
2022 Q3
13 quarters
|
|
193
iShares 20+ Year Treasury Bond ETF
TLT
$49.7B
| $3.94M | 0.11% |
45,336
+8
| +0% | +$715 |
2014 Q4
44 quarters
|
|
194
American Express
AXP
$214B
| $3.93M | 0.11% |
10,610
+76
| +0.7% | +$27.2K |
2014 Q4
44 quarters
|
|
195
Fidelity MSCI Health Care Index ETF
FHLC
$3.56B
| $3.92M | 0.11% |
52,647
-2,168
| -4% | -$156K |
2014 Q4
44 quarters
|
|
196
Vanguard Short-Term Bond ETF
BSV
$45.6B
| $3.92M | 0.11% |
49,694
+1,092
| +2% | +$86.2K |
2014 Q4
44 quarters
|
|
197
Palo Alto Networks
PANW
$281B
| $3.91M | 0.11% |
20,607
-107
| -0.5% | -$21.6K |
2020 Q2
22 quarters
|
|
198
First Trust Utilities AlphaDEX Fund
FXU
$754M
| $3.9M | 0.11% |
86,597
-845
| -1% | -$38.9K |
2024 Q2
6 quarters
|
|
199
AT&T
T
$162B
| $3.9M | 0.11% |
156,817
-12,800
| -8% | -$324K |
2014 Q4
44 quarters
|
|
200
PGIM Ultra Short Bond ETF
PULS
$19.6B
| $3.89M | 0.11% |
78,720
+5,431
| +7% | +$270K |
2022 Q4
12 quarters
|
|
Similar funds
DAM
RPGK
Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.