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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTUM icon
176
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$4.27M 0.12%
17,042
+134
+0.8% +$33.6K
ETN icon
177
Eaton
ETN
$174B
$4.21M 0.12%
13,473
+208
+2% +$73.7K
GJAN icon
178
FT Vest US Equity Moderate Buffer ETF January
GJAN
$439M
$4.2M 0.12%
98,254
-5,938
-6% -$250K
BMY icon
179
Bristol-Myers Squibb
BMY
$132B
$4.2M 0.12%
77,789
+9,703
+14% +$467K
HEFA icon
180
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.76B
$4.18M 0.12%
101,026
+4,749
+5% +$195K
PFE icon
181
Pfizer
PFE
$153B
$4.14M 0.11%
166,073
+9,868
+6% +$249K
FTSM icon
182
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$4.13M 0.11%
68,956
-653
-0.9% -$39.2K
CLS icon
183
Celestica
CLS
$36.5B
$4.11M 0.11%
13,907
+2,065
+17% +$622K
GDX icon
184
VanEck Gold Miners ETF
GDX
$27.4B
$4.1M 0.11%
44,392
+13,374
+43% +$1.06M
BLCV icon
185
BlackRock Large Cap Value ETF
BLCV
$348M
$4.1M 0.11%
+109,921
New +$4M
FOCT icon
186
FT Vest US Equity Buffer ETF October
FOCT
$1.19B
$4.09M 0.11%
+83,553
New +$4.04M
MDT icon
187
Medtronic
MDT
$112B
$4.07M 0.11%
42,366
-796
-2% -$77.3K
XLY icon
188
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$4.06M 0.11%
33,982
+158
+0.5% +$18.7K
PLTM icon
189
GraniteShares Platinum Shares
PLTM
$189M
$4.05M 0.11%
205,485
+98,457
+92% +$1.61M
GEV icon
190
GE Vernova
GEV
$264B
$4.03M 0.11%
6,014
-3,643
-38% -$2.22M
DYNF icon
191
BlackRock US Equity Factor Rotation ETF
DYNF
$40.2B
$4M 0.11%
65,443
+21,122
+48% +$1.27M
JEPQ icon
192
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.4B
$3.99M 0.11%
68,591
+615
+0.9% +$35.7K
TLT icon
193
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$3.94M 0.11%
45,336
+8
+0% +$715
AXP icon
194
American Express
AXP
$230B
$3.93M 0.11%
10,610
+76
+0.7% +$27.2K
FHLC icon
195
Fidelity MSCI Health Care Index ETF
FHLC
$3.37B
$3.92M 0.11%
52,647
-2,168
-4% -$156K
BSV icon
196
Vanguard Short-Term Bond ETF
BSV
$45.6B
$3.92M 0.11%
49,694
+1,092
+2% +$86.2K
PANW icon
197
Palo Alto Networks
PANW
$297B
$3.91M 0.11%
20,607
-107
-0.5% -$21.6K
FXU icon
198
First Trust Utilities AlphaDEX Fund
FXU
$825M
$3.9M 0.11%
86,597
-845
-1% -$38.9K
T icon
199
AT&T
T
$163B
$3.9M 0.11%
156,817
-12,800
-8% -$324K
PULS icon
200
PGIM Ultra Short Bond ETF
PULS
$18.4B
$3.89M 0.11%
78,720
+5,431
+7% +$270K
6 7
8
9 10

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MAM
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LWCA
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BCP
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.