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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
(+5.8%)
Cap. Flow
-$72.1M
Cap. Flow
% of AUM
-2.05%
Top 10 Holdings %
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
|
+$4.27M |
| 2 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$3.77M |
| 3 |
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
|
+$3.58M |
| 4 |
Chevron
CVX
|
+$3.38M |
| 5 |
Invesco S&P 500 Momentum ETF
SPMO
|
+$3.08M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$12.9M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$9.65M |
| 3 |
Pacer US Cash Cows 100 ETF
COWZ
|
+$8.83M |
| 4 |
AbbVie
ABBV
|
+$8.72M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$7.83M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.65% |
| 2 | Financials | 4.45% |
| 3 | Consumer Discretionary | 4.26% |
| 4 | Industrials | 3.55% |
| 5 | Communication Services | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
176
JPMorgan Active Bond ETF
JBND
$8.35B
| $4.13M | 0.12% |
76,315
+16,269
| +27% | +$872K |
|
177
Medtronic
MDT
$107B
| $4.11M | 0.12% |
43,162
-900
| -2% | -$82.7K |
|
178
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.4B
| $4.11M | 0.12% |
83,257
-85,482
| -51% | -$4.26M |
|
179
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
| $4.1M | 0.12% |
80,870
+18,533
| +30% | +$939K |
|
180
Amgen
AMGN
$203B
| $4.09M | 0.12% |
14,504
-1,215
| -8% | -$352K |
|
181
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
| $4.05M | 0.12% |
33,824
-912
| -3% | -$104K |
|
182
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
| $4.05M | 0.12% |
45,328
+446
| +1% | +$39K |
|
183
Southern Company
SO
$110B
| $4.02M | 0.11% |
42,459
-5,117
| -11% | -$478K |
|
184
Capital Group Core Balanced ETF
CGBL
$7.01B
| $4.01M | 0.11% |
115,533
+14,566
| +14% | +$496K |
|
185
Abbott
ABT
$180B
| $4.01M | 0.11% |
29,920
-36,325
| -55% | -$4.77M |
|
186
Pfizer
PFE
$140B
| $3.98M | 0.11% |
156,205
-9,720
| -6% | -$240K |
|
187
First Trust Utilities AlphaDEX Fund
FXU
$840M
| $3.97M | 0.11% |
87,442
+44,002
| +101% | +$1.94M |
|
188
Vanguard Consumer Staples ETF
VDC
$7.86B
| $3.93M | 0.11% |
18,400
+2,199
| +14% | +$482K |
|
189
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
| $3.91M | 0.11% |
67,976
+1,355
| +2% | +$75.2K |
|
190
Vertiv
VRT
$112B
| $3.9M | 0.11% |
25,829
+14,964
| +138% | +$2M |
|
191
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
| $3.89M | 0.11% |
49,601
-1,895
| -4% | -$153K |
|
192
iShares US Aerospace & Defense ETF
ITA
$14.2B
| $3.88M | 0.11% |
18,522
+2,232
| +14% | +$440K |
|
193
Vanguard Short-Term Bond ETF
BSV
$44.6B
| $3.84M | 0.11% |
48,602
+3,334
| +7% | +$262K |
|
194
JPMorgan Ultra-Short Income ETF
JPST
$40B
| $3.83M | 0.11% |
75,512
-6,588
| -8% | -$334K |
|
195
Qualcomm
QCOM
$176B
| $3.83M | 0.11% |
23,021
+1,801
| +8% | +$286K |
|
196
First Trust Growth Strength ETF
FTGS
$1.26B
| $3.83M | 0.11% |
106,638
-10,682
| -9% | -$375K |
|
197
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
| $3.81M | 0.11% |
96,277
-29,380
| -23% | -$1.13M |
|
198
Cisco
CSCO
$450B
| $3.8M | 0.11% |
55,502
+7,576
| +16% | +$516K |
|
199
Altria Group
MO
$122B
| $3.79M | 0.11% |
57,434
-7,469
| -12% | -$473K |
|
200
Arista Networks
ANET
$219B
| $3.74M | 0.11% |
25,661
+10,362
| +68% | +$1.33M |
|
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Sigma Planning Corp's Q3 2025 Portfolio in Review
As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
- Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
- Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
- Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
- Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
- Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.
Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.