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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
F icon
176
Ford
F
$57.3B
$3.87M 0.12%
385,605
+17,521
+5% +$171K
WFC icon
177
Wells Fargo
WFC
$261B
$3.82M 0.12%
53,212
+3,781
+8% +$284K
MS icon
178
Morgan Stanley
MS
$337B
$3.78M 0.12%
32,404
+2,592
+9% +$334K
UBER icon
179
Uber
UBER
$134B
$3.78M 0.12%
51,816
+12,148
+31% +$875K
FDL icon
180
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
$3.72M 0.12%
85,654
+538
+0.6% +$22.7K
PFEB icon
181
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$3.69M 0.12%
103,129
+1,127
+1% +$41.4K
MTUM icon
182
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$3.68M 0.12%
18,217
+793
+5% +$169K
XLG icon
183
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$3.66M 0.12%
79,631
-5,936
-7% -$293K
JPST icon
184
JPMorgan Ultra-Short Income ETF
JPST
$40B
$3.65M 0.12%
72,102
+367
+0.5% +$18.5K
ARCC icon
185
Ares Capital
ARCC
$13.5B
$3.62M 0.12%
163,519
+15,528
+10% +$352K
JEPQ icon
186
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$38.9B
$3.59M 0.11%
69,401
+11,504
+20% +$641K
ETN icon
187
Eaton
ETN
$157B
$3.58M 0.11%
13,188
+1,232
+10% +$384K
ZALT icon
188
Innovator US Equity 10 Buffer ETF Quarterly
ZALT
$728M
$3.56M 0.11%
119,674
+63,132
+112% +$1.89M
VAW icon
189
Vanguard Materials ETF
VAW
$3B
$3.56M 0.11%
18,832
+354
+2% +$68.6K
O icon
190
Realty Income
O
$61.2B
$3.53M 0.11%
60,898
+14,630
+32% +$810K
QCOM icon
191
Qualcomm
QCOM
$176B
$3.53M 0.11%
22,955
-265
-1% -$43.2K
VNQ icon
192
Vanguard Real Estate ETF
VNQ
$39.9B
$3.52M 0.11%
38,932
-11
-0% -$998
CION icon
193
CION Investment
CION
$297M
$3.5M 0.11%
338,143
+12,377
+4% +$144K
CME icon
194
CME Group
CME
$92.2B
$3.5M 0.11%
13,178
+2,489
+23% +$614K
IJK icon
195
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$3.49M 0.11%
41,936
-14,341
-25% -$1.29M
MRK icon
196
Merck
MRK
$324B
$3.48M 0.11%
38,750
+1,523
+4% +$142K
DIA icon
197
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.47M 0.11%
8,254
-1,696
-17% -$733K
PM icon
198
Philip Morris
PM
$301B
$3.45M 0.11%
21,715
-999
-4% -$142K
TIP icon
199
iShares TIPS Bond ETF
TIP
$14.5B
$3.41M 0.11%
30,710
-926
-3% -$101K
XLY icon
200
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$3.4M 0.11%
34,446
+3,454
+11% +$375K
6 7
8
9 10

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WB
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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.