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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
Cap. Flow
-$1.54B
Cap. Flow %
-120.75%
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383

Top Buys

Rank Stock Value
1
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$13.3M
2
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$4.14M
3
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$3.81M
4
IOO icon
iShares Global 100 ETF
IOO
+$3.78M
5
XLG icon
Invesco S&P 500 Top 50 ETF
XLG
+$2.03M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$96.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$77.7M
3
AMZN icon
Amazon
AMZN
+$31.1M
4
MSFT icon
Microsoft
MSFT
+$30.5M
5
FAUG icon
FT Vest US Equity Buffer ETF August
FAUG
+$25.6M

Sector Composition

Rank Sector Weight
1 Technology 11.58%
2 Healthcare 4.94%
3 Consumer Discretionary 4.41%
4 Financials 4.22%
5 Industrials 3.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VB icon
176
Vanguard Small-Cap ETF
VB
$79.5B
$1.58M 0.12%
7,428
-12,659
-63% -$2.44M
IXUS icon
177
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$1.58M 0.12%
24,325
-19,557
-45% -$1.2M
CGGR icon
178
Capital Group Growth ETF
CGGR
$23.5B
$1.57M 0.12%
55,642
-24,290
-30% -$628K
SPIB icon
179
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.57M 0.12%
47,838
-73,018
-60% -$2.32M
SOXX icon
180
iShares Semiconductor ETF
SOXX
$44.2B
$1.57M 0.12%
8,163
-765
-9% -$128K
SGOV icon
181
iShares 0-3 Month Treasury Bond ETF
SGOV
$98.6B
$1.55M 0.12%
15,473
-25,925
-63% -$2.6M
ISRG icon
182
Intuitive Surgical
ISRG
$121B
$1.55M 0.12%
4,583
-6,198
-57% -$1.85M
PFEB icon
183
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$1.54M 0.12%
47,196
-79,292
-63% -$2.48M
HYLS icon
184
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
$1.54M 0.12%
36,987
-109,832
-75% -$4.37M
SLV icon
185
iShares Silver Trust
SLV
$28.1B
$1.52M 0.12%
69,785
-142,225
-67% -$3.03M
PJUL icon
186
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$1.51M 0.12%
41,635
-23,180
-36% -$803K
IQLT icon
187
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$1.5M 0.12%
39,923
-63,238
-61% -$2.21M
CLX icon
188
Clorox
CLX
$11.6B
$1.49M 0.12%
10,474
-10,855
-51% -$1.45M
BSCO
189
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$1.48M 0.12%
70,967
-105,605
-60% -$2.19M
AVUV icon
190
Avantis US Small Cap Value ETF
AVUV
$29.7B
$1.47M 0.12%
16,397
-22,348
-58% -$1.79M
HTGC icon
191
Hercules Capital
HTGC
$2.94B
$1.47M 0.12%
88,278
-80,535
-48% -$1.27M
IEF icon
192
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$1.46M 0.11%
15,137
-33,439
-69% -$3.09M
CALF icon
193
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$1.46M 0.11%
30,328
-16,295
-35% -$700K
AMLP icon
194
Alerian MLP ETF
AMLP
$13B
$1.45M 0.11%
34,084
-28,826
-46% -$1.22M
PAUG icon
195
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$1.44M 0.11%
43,135
+6,445
+18% +$206K
XMHQ icon
196
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$1.43M 0.11%
16,168
-10,423
-39% -$856K
WFC icon
197
Wells Fargo
WFC
$261B
$1.43M 0.11%
29,133
-39,167
-57% -$1.69M
IBDP
198
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$1.43M 0.11%
57,552
-6,069
-10% -$150K
TXN icon
199
Texas Instruments
TXN
$255B
$1.43M 0.11%
8,381
-12,545
-60% -$1.94M
MEAR icon
200
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$1.42M 0.11%
28,385
-8,750
-24% -$436K
6 7
8
9 10

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2023 Portfolio in Review

As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.

  • Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
  • Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
  • Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
  • Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
  • Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
  • Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.

Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.