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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDX icon
151
FedEx
FDX
$74.5B
$5.13M 0.14%
19,840
+4,784
+32% +$1.15M
HON icon
152
Honeywell
HON
$77.1B
$5.11M 0.14%
25,995
-615
-2% -$124K
BNDX icon
153
Vanguard Total International Bond ETF
BNDX
$82B
$5.11M 0.14%
92,586
+5,307
+6% +$302K
VNQ icon
154
Vanguard Real Estate ETF
VNQ
$39.9B
$5.07M 0.14%
43,718
+4,260
+11% +$465K
MMM icon
155
3M
MMM
$89B
$5.04M 0.14%
33,897
-582
-2% -$86.7K
VOE icon
156
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$5.03M 0.14%
33,423
+917
+3% +$135K
DG icon
157
Dollar General
DG
$25.9B
$4.98M 0.14%
21,125
+159
+0.8% +$35.1K
SO icon
158
Southern Company
SO
$110B
$4.97M 0.14%
72,449
+408
+0.6% +$26K
DUK icon
159
Duke Energy
DUK
$102B
$4.96M 0.14%
47,335
+1,792
+4% +$182K
LMT icon
160
Lockheed Martin
LMT
$134B
$4.9M 0.14%
13,797
-1,860
-12% -$643K
VUG icon
161
Vanguard Growth ETF
VUG
$216B
$4.86M 0.14%
90,948
+8,766
+11% +$457K
XLG icon
162
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$4.86M 0.14%
131,700
+68,040
+107% +$2.43M
FLOT icon
163
iShares Floating Rate Bond ETF
FLOT
$10.1B
$4.81M 0.13%
94,805
-3,135
-3% -$159K
SLQD icon
164
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$4.79M 0.13%
93,841
+2,394
+3% +$123K
IJK icon
165
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$4.73M 0.13%
55,449
-9,806
-15% -$822K
BND icon
166
Vanguard Total Bond Market
BND
$157B
$4.72M 0.13%
55,708
-4,358
-7% -$371K
DVY icon
167
iShares Select Dividend ETF
DVY
$24B
$4.7M 0.13%
38,319
-41
-0.1% -$4.89K
LLY icon
168
Eli Lilly
LLY
$1.07T
$4.66M 0.13%
16,879
+1,829
+12% +$464K
RPG icon
169
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$4.66M 0.13%
110,395
-86,735
-44% -$3.61M
FXO icon
170
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$4.61M 0.13%
99,632
+1,785
+2% +$83.3K
FBND icon
171
Fidelity Total Bond ETF
FBND
$26.9B
$4.5M 0.13%
84,971
+7,713
+10% +$409K
PFF icon
172
iShares Preferred and Income Securities ETF
PFF
$13.2B
$4.47M 0.12%
113,440
+1,114
+1% +$43.3K
HDV
173
iShares Core High Dividend ETF
HDV
$14.4B
$4.45M 0.12%
220,170
+17,110
+8% +$335K
CLX icon
174
Clorox
CLX
$11.6B
$4.42M 0.12%
25,354
-203
-0.8% -$33.8K
FTC icon
175
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$4.36M 0.12%
36,215
-16,017
-31% -$1.9M
5 6
7
8 9

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BPS
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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.