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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
Cap. Flow
-$109M
Cap. Flow %
-7.95%
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.3M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$6.09M
3
FUTY icon
Fidelity MSCI Utilities Index ETF
FUTY
+$4.48M
4
NEE icon
NextEra Energy
NEE
+$3.58M
5
FREL icon
Fidelity MSCI Real Estate Index ETF
FREL
+$3.46M

Top Sells

Rank Stock Value
1
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$9.25M
2
IJT icon
iShares S&P Small-Cap 600 Growth ETF
IJT
+$8.45M
3
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$8.33M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$7.91M
5
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.87M

Sector Composition

Rank Sector Weight
1 Technology 6.61%
2 Financials 4.8%
3 Healthcare 4.66%
4 Industrials 4.14%
5 Consumer Discretionary 4.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWR icon
151
iShares Russell Mid-Cap ETF
IWR
$56.8B
$2.07M 0.15%
44,465
+1,989
+5% +$100K
SCZ icon
152
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$2.06M 0.15%
39,706
-6,345
-14% -$355K
IDV icon
153
iShares International Select Dividend ETF
IDV
$8.25B
$2.05M 0.15%
71,278
-2,610
-4% -$80K
EFA icon
154
iShares MSCI EAFE ETF
EFA
$76.4B
$2.03M 0.15%
34,594
-1,579
-4% -$98.6K
ITA icon
155
iShares US Aerospace & Defense ETF
ITA
$14.2B
$2.03M 0.15%
23,510
-2,962
-11% -$285K
IP icon
156
International Paper
IP
$22.3B
$2.01M 0.15%
52,675
+13,925
+36% +$584K
SCHX icon
157
Schwab US Large- Cap ETF
SCHX
$70.9B
$1.97M 0.14%
197,670
+1,176
+0.6% +$12.6K
XLI icon
158
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$1.96M 0.14%
30,361
-3,644
-11% -$258K
DIA icon
159
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$1.95M 0.14%
8,363
-9,783
-54% -$2.44M
VO icon
160
Vanguard Mid-Cap ETF
VO
$106B
$1.93M 0.14%
55,852
-1,868
-3% -$70.1K
SMLV icon
161
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$1.92M 0.14%
23,214
-734
-3% -$66.1K
PHK
162
PIMCO High Income Fund
PHK
$861M
$1.92M 0.14%
239,905
+31,591
+15% +$257K
MA icon
163
Mastercard
MA
$477B
$1.92M 0.14%
10,163
-11,492
-53% -$2.28M
ARCC icon
164
Ares Capital
ARCC
$13.5B
$1.9M 0.14%
122,110
-16,856
-12% -$279K
TXN icon
165
Texas Instruments
TXN
$255B
$1.9M 0.14%
20,074
-3,585
-15% -$347K
AMLP icon
166
Alerian MLP ETF
AMLP
$13B
$1.9M 0.14%
43,447
-1,649
-4% -$80.9K
SCHG icon
167
Schwab US Large-Cap Growth ETF
SCHG
$58.5B
$1.89M 0.14%
218,840
-10,360
-5% -$96.5K
FDX icon
168
FedEx
FDX
$74.5B
$1.88M 0.14%
11,621
-502
-4% -$106K
SLQD icon
169
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.36B
$1.86M 0.14%
37,577
-2,033
-5% -$100K
LLY icon
170
Eli Lilly
LLY
$1.07T
$1.84M 0.13%
15,880
-1,079
-6% -$121K
SPYV icon
171
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$1.78M 0.13%
65,565
-296
-0.4% -$8.71K
IWO icon
172
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.75M 0.13%
10,442
-1,845
-15% -$344K
EMB icon
173
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$1.74M 0.13%
16,766
-722
-4% -$75.5K
IUSV icon
174
iShares Core S&P US Value ETF
IUSV
$27.2B
$1.72M 0.12%
34,940
-1,561
-4% -$83K
BSV icon
175
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.71M 0.12%
21,802
+1,369
+7% +$107K
5 6
7
8 9

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q4 2018 Portfolio in Review

As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.

  • Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
  • Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
  • Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
  • Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
  • Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.