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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RDS.B
1501
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-6,135
Closed -$272K
DRNA
1502
DELISTED
Dicerna Pharmaceuticals, Inc.
DRNA
– –
-14,016
Closed -$283K
BSAE
1503
DELISTED
Invesco BulletShares 2021 USD Emerging Markets Debt ETF
BSAE
– –
-20,741
Closed -$517K
BSCL
1504
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
– –
-17,522
Closed -$370K
PCI
1505
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-15,932
Closed -$337K
ENBL
1506
DELISTED
ENABLE MIDSTREAM PARTNERS, LP
ENBL
– –
-62,338
Closed -$506K
ECHO
1507
DELISTED
Echo Global Logistics, Inc.
ECHO
– –
-4,365
Closed -$208K
JTD
1508
DELISTED
NUVEEN TAX-ADVANTAGE DIVIDEND GROWTH FUND
JTD
– –
-21,335
Closed -$338K
ONCS
1509
DELISTED
OncoSec Medical Incorporated
ONCS
– –
-614
Closed -$29K
IBMM
1510
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
– –
-8,423
Closed -$227K
CEMI
1511
DELISTED
Chembio diagnostics, Inc.
CEMI
– –
-19,300
Closed -$48K
JDD
1512
DELISTED
Nuveen Diversified Dividend and Income Fund
JDD
– –
-37,598
Closed -$390K
PKO
1513
DELISTED
Pimco Income Opportunity Fund
PKO
– –
-127,597
Closed -$3.13M
57 58 59 60
61

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.