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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VHC icon
1476
CALL
VirnetX Holding Corp
VHC
$52.3M
– –
-1,310
Closed -$103K
VIVO
1477
VivoPower PLC
VIVO
$131M
– –
-2,010
Closed -$114K
VXX icon
1478
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$162M
– –
-1,114
Closed -$496K
WYY icon
1479
WidePoint Corp
WYY
$104M
– –
-30,800
Closed -$162K
X
1480
CALL
DELISTED
US Steel
X
– –
-40,000
Closed -$879K
XDQQ icon
1481
Innovator Growth Accelerated ETF Quarterly
XDQQ
$55.1M
– –
-8,870
Closed -$252K
XIN
1482
DELISTED
Xinyuan Real Estate
XIN
– –
-1,026
Closed -$18K
XOP icon
1483
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
– –
-3,628
Closed -$351K
Z icon
1484
Zillow
Z
$7.04B
– –
-4,124
Closed -$363K
ZG icon
1485
Zillow
ZG
$7.02B
– –
-2,555
Closed -$226K
ARTY
1486
iShares Future AI & Tech ETF
ARTY
$3.49B
– –
-21,120
Closed -$894K
GPUS
1487
Hyperscale Data Inc
GPUS
$57.8M
– –
0
– -$150K
PENG
1488
Penguin Solutions Inc
PENG
$2.76B
– –
-12,850
Closed -$286K
NARI
1489
DELISTED
Inari Medical, Inc. Common Stock
NARI
– –
-3,975
Closed -$322K
BYU
1490
DELISTED
BAIYU Holdings, Inc. Common Stock
BYU
– –
-116
Closed -$20K
SCPX
1491
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
-3
Closed -$60K
MARK
1492
DELISTED
Remark Holdings, Inc.
MARK
– –
-1,225
Closed -$13K
IBML
1493
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
– –
-8,721
Closed -$227K
JPS
1494
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-49,347
Closed -$484K
RETA
1495
DELISTED
Reata Pharmaceuticals, Inc. Class A Common Stock
RETA
– –
-6,544
Closed -$658K
TTCF
1496
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-12,340
Closed -$227K
SRNE
1497
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-14,440
Closed -$89.6K
IBMK
1498
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
– –
-9,718
Closed -$254K
TEN
1499
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-10,700
Closed -$153K
PVG
1500
DELISTED
PRETIUM RESOURCES INC.
PVG
– –
-57,054
Closed -$550K
57 58 59
60
61

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.