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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.29%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.33B
AUM Growth
+$190M
Cap. Flow
-$26.9M
Cap. Flow %
-0.81%
Top 10 Hldgs %
25.91%
Holding
1,348
New
145
Increased
503
Reduced
571
Closed
104

Top Buys

Rank Stock Value
1
IDV icon
iShares International Select Dividend ETF
IDV
+$12.8M
2
AFLG icon
First Trust Active Factor Large Cap ETF
AFLG
+$4.17M
3
BFRZ
Innovator Equity Managed 100 Buffer ETF
BFRZ
+$3.79M
4
FLRT icon
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
+$3.64M
5
ISEP icon
Innovator International Developed Power Buffer ETF September
ISEP
+$3.48M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.69M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.43M
3
MSFT icon
Microsoft
MSFT
+$7.06M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$5.98M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 14.19%
2 Financials 4.49%
3 Consumer Discretionary 4.4%
4 Healthcare 3.41%
5 Industrials 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
126
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$5.15M 0.15%
34,889
+4,272
+14% +$583K
UBER icon
127
Uber
UBER
$134B
$5.11M 0.15%
54,756
+2,940
+6% +$242K
FBCG icon
128
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
$5.09M 0.15%
105,456
+80
+0.1% +$3.41K
FTCS icon
129
First Trust Capital Strength ETF
FTCS
$7.88B
$5.08M 0.15%
55,912
-19,289
-26% -$1.72M
FLRT icon
130
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
$654M
$5.08M 0.15%
106,758
+77,421
+264% +$3.64M
FVD icon
131
First Trust Value Line Dividend Fund
FVD
$8.29B
$5.07M 0.15%
113,530
+3,341
+3% +$147K
DIA icon
132
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$5.05M 0.15%
11,457
+3,203
+39% +$1.33M
FHLC icon
133
Fidelity MSCI Health Care Index ETF
FHLC
$3.27B
$5.03M 0.15%
78,617
-3,952
-5% -$252K
IJS icon
134
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$5.02M 0.15%
50,431
+713
+1% +$67.3K
SLV icon
135
iShares Silver Trust
SLV
$28.1B
$4.99M 0.15%
152,007
+44,801
+42% +$1.37M
IGV icon
136
iShares Expanded Tech-Software Sector ETF
IGV
$13B
$4.99M 0.15%
45,528
+1,530
+3% +$151K
IXC icon
137
iShares Global Energy ETF
IXC
$2.71B
$4.95M 0.15%
126,006
+1,452
+1% +$55.7K
PULS icon
138
PGIM Ultra Short Bond ETF
PULS
$17.7B
$4.88M 0.15%
98,027
-14,433
-13% -$716K
UNH icon
139
UnitedHealth
UNH
$382B
$4.88M 0.15%
15,631
+583
+4% +$223K
AFLG icon
140
First Trust Active Factor Large Cap ETF
AFLG
$687M
$4.86M 0.15%
133,772
+122,477
+1,084% +$4.17M
DUK icon
141
Duke Energy
DUK
$102B
$4.86M 0.15%
41,163
-3,055
-7% -$360K
IWP icon
142
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$4.84M 0.15%
34,878
+594
+2% +$75.1K
JQUA icon
143
JPMorgan US Quality Factor ETF
JQUA
$8.09B
$4.82M 0.14%
80,201
+9,833
+14% +$562K
HEFA icon
144
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$4.77M 0.14%
125,657
-1,233
-1% -$45.1K
FIW icon
145
First Trust Water ETF
FIW
$1.84B
$4.73M 0.14%
43,790
+1,860
+4% +$192K
ETN icon
146
Eaton
ETN
$157B
$4.69M 0.14%
13,147
-41
-0.3% -$12.6K
DLN icon
147
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$4.66M 0.14%
56,709
+3,216
+6% +$251K
BAC icon
148
Bank of America
BAC
$435B
$4.65M 0.14%
98,256
-3,674
-4% -$155K
VOOG icon
149
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$4.63M 0.14%
70,008
-7,836
-10% -$466K
LMBS icon
150
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$6.32B
$4.62M 0.14%
93,815
-48,131
-34% -$2.36M
4 5
6
7 8

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SL
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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q2 2025 Portfolio in Review

As of Q2 2025, Sigma Planning Corp held 1,348 positions worth $3.33B, up 6.1% from $3.14B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q2 2025 filing shows 145 new, 503 increased, 571 reduced and 104 closed positions. Its largest new stake was Innovator Equity Managed 100 Buffer ETF: 150,033 shares worth $3.81M. The largest sale was Apple, an estimated $8.69M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q2 2025 buy was Innovator Equity Managed 100 Buffer ETF: 150,033 shares worth $3.81M.
  • Sigma Planning Corp added most to iShares International Select Dividend ETF in Q2 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q2 2025 reduction was Apple, cutting an estimated $8.69M.
  • Sigma Planning Corp fully exited iShares Yield Optimized Bond ETF in Q2 2025, selling an estimated $4.91M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.33B portfolio in Q2 2025.
  • Sigma Planning Corp opened 145 new positions and closed 104 in Q2 2025.
  • Sigma Planning Corp's portfolio value rose 6.1% quarter-over-quarter to $3.33B.

Based on Sigma Planning Corp's 13F filing for Q2 2025, filed 5 Aug 2025.