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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DUKQ
126
Ocean Park Domestic ETF
DUKQ
$13M
$5.03M 0.16%
199,244
+479
+0.2% +$12.7K
XMHQ icon
127
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$4.92M 0.16%
53,726
+1,962
+4% +$191K
BYLD icon
128
iShares Yield Optimized Bond ETF
BYLD
$447M
$4.91M 0.16%
219,152
+2,313
+1% +$51.7K
FVD icon
129
First Trust Value Line Dividend Fund
FVD
$8.29B
$4.91M 0.16%
110,189
+610
+0.6% +$27.1K
SO icon
130
Southern Company
SO
$110B
$4.85M 0.15%
52,778
-3,234
-6% -$280K
IJS icon
131
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$4.85M 0.15%
49,718
+30
+0.1% +$3.17K
PEP icon
132
PepsiCo
PEP
$186B
$4.81M 0.15%
32,083
+835
+3% +$124K
VWO icon
133
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$4.79M 0.15%
105,768
+5,509
+5% +$248K
GS icon
134
Goldman Sachs
GS
$313B
$4.79M 0.15%
8,760
+4,298
+96% +$2.59M
LMT icon
135
Lockheed Martin
LMT
$134B
$4.66M 0.15%
10,421
+372
+4% +$171K
FTEC icon
136
Fidelity MSCI Information Technology Index ETF
FTEC
$19.9B
$4.64M 0.15%
28,754
-2,292
-7% -$411K
VGT icon
137
Vanguard Information Technology ETF
VGT
$139B
$4.63M 0.15%
68,344
+1,960
+3% +$148K
HEFA icon
138
iShares Currency Hedged MSCI EAFE ETF
HEFA
$7.44B
$4.6M 0.15%
126,890
+36,249
+40% +$1.32M
TLT icon
139
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$4.6M 0.15%
50,552
+3,060
+6% +$272K
NOBL icon
140
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
$4.59M 0.15%
89,868
+2,768
+3% +$141K
PFE icon
141
Pfizer
PFE
$140B
$4.56M 0.15%
180,092
+28,562
+19% +$747K
PANW icon
142
Palo Alto Networks
PANW
$264B
$4.49M 0.14%
26,326
+135
+0.5% +$25K
MINT icon
143
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$4.46M 0.14%
44,282
+6,647
+18% +$668K
SOXX icon
144
iShares Semiconductor ETF
SOXX
$44.2B
$4.39M 0.14%
23,331
-149
-0.6% -$31.8K
GILD icon
145
Gilead Sciences
GILD
$161B
$4.39M 0.14%
39,147
-4,321
-10% -$446K
ONEQ icon
146
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$4.37M 0.14%
64,214
+5,459
+9% +$407K
VYM icon
147
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.36M 0.14%
33,788
-2,872
-8% -$376K
VOOG icon
148
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$4.34M 0.14%
77,844
+9,636
+14% +$584K
MO icon
149
Altria Group
MO
$122B
$4.32M 0.14%
71,965
+4,152
+6% +$227K
VBR icon
150
Vanguard Small-Cap Value ETF
VBR
$37.1B
$4.3M 0.14%
23,080
-328
-1% -$64.8K
4 5
6
7 8

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.