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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
(+6.6%)
Cap. Flow
+$10.8M
Cap. Flow
% of AUM
0.38%
Top 10 Holdings %
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$13M |
| 2 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$12.7M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$11M |
| 4 |
Northrop Grumman
NOC
|
+$5.33M |
| 5 |
FT Vest US Equity Deep Buffer ETF December
DDEC
|
+$5.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$9.27M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$8.95M |
| 3 |
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
|
+$8.18M |
| 4 |
Apple
AAPL
|
+$4.58M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$3.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.95% |
| 2 | Healthcare | 5.48% |
| 3 | Financials | 4.46% |
| 4 | Consumer Discretionary | 4.03% |
| 5 | Industrials | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Southern Company
SO
$110B
| $5.01M | 0.18% |
70,093
-453
| -0.6% | -$30.3K |
|
127
Innovator Defined Wealth Shield ETF
BALT
$2.66B
| $4.97M | 0.18% |
187,069
+615
| +0.3% | +$16.1K |
|
128
Innovator Power Buffer Step-Up Strategy ETF
PSTP
$132M
| $4.97M | 0.18% |
200,254
+1,379
| +0.7% | +$34K |
|
129
iShares Global Energy ETF
IXC
$2.71B
| $4.87M | 0.17% |
124,821
+2,562
| +2% | +$100K |
|
130
AutoZone
AZO
$48.3B
| $4.83M | 0.17% |
1,959
+1,507
| +333% | +$3.64M |
|
131
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $4.65M | 0.17% |
42,787
+13,989
| +49% | +$1.47M |
|
132
Salesforce
CRM
$134B
| $4.6M | 0.16% |
34,666
-4,583
| -12% | -$669K |
|
133
RTX Corp
RTX
$287B
| $4.58M | 0.16% |
45,398
-663
| -1% | -$62.4K |
|
134
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
| $4.57M | 0.16% |
48,051
-1,967
| -4% | -$185K |
|
135
Dow Inc
DOW
$21.6B
| $4.51M | 0.16% |
89,446
+12,673
| +17% | +$619K |
|
136
First Trust Energy AlphaDEX Fund
FXN
$398M
| $4.51M | 0.16% |
263,632
+73,307
| +39% | +$1.31M |
|
137
Honeywell
HON
$77.1B
| $4.5M | 0.16% |
22,259
-1,672
| -7% | -$319K |
|
|
BSCP
138
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
| $4.46M | 0.16% |
221,448
+10,535
| +5% | +$211K |
|
139
Cisco
CSCO
$450B
| $4.44M | 0.16% |
93,224
+1,324
| +1% | +$60.3K |
|
140
Gilead Sciences
GILD
$161B
| $4.44M | 0.16% |
51,678
-4,449
| -8% | -$352K |
|
141
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
| $4.4M | 0.16% |
40,676
-500
| -1% | -$55K |
|
142
Amgen
AMGN
$203B
| $4.38M | 0.16% |
16,659
-166
| -1% | -$44.5K |
|
143
FT Vest US Equity Deep Buffer ETF March
DMAR
$450M
| $4.35M | 0.16% |
144,120
-1,845
| -1% | -$55.6K |
|
144
Mastercard
MA
$477B
| $4.33M | 0.16% |
12,465
-329
| -3% | -$108K |
|
145
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
| $4.31M | 0.15% |
43,857
+1,915
| +5% | +$182K |
|
146
iShares Silver Trust
SLV
$28.1B
| $4.25M | 0.15% |
193,072
-21,935
| -10% | -$430K |
|
147
3M
MMM
$89B
| $4.24M | 0.15% |
42,299
-490
| -1% | -$50K |
|
|
IBTD
148
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
| $4.21M | 0.15% |
170,379
+101,032
| +146% | +$2.5M |
|
149
General Mills
GIS
$19.2B
| $4.13M | 0.15% |
49,295
-3,584
| -7% | -$292K |
|
150
State Street SPDR S&P Dividend ETF
SDY
$21.9B
| $4.13M | 0.15% |
32,994
-4,997
| -13% | -$617K |
|
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Sigma Planning Corp's Q4 2022 Portfolio in Review
As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.
By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.
- Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
- Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
- Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
- Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
- Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
- Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.
Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.