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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
126
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$5.92M 0.17%
165,482
+3,504
+2% +$118K
BIV icon
127
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.91M 0.16%
67,430
-15,491
-19% -$1.37M
ONEQ icon
128
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.2B
$5.89M 0.16%
96,710
-6,547
-6% -$392K
XLP icon
129
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.82M 0.16%
75,415
+679
+0.9% +$49.2K
IWM icon
130
iShares Russell 2000 ETF
IWM
$80.9B
$5.74M 0.16%
25,814
-2,812
-10% -$635K
IAU icon
131
iShares Gold Trust
IAU
$63B
$5.71M 0.16%
164,035
+14,605
+10% +$499K
JPST icon
132
JPMorgan Ultra-Short Income ETF
JPST
$40B
$5.66M 0.16%
112,044
+169
+0.2% +$8.55K
INTC icon
133
Intel
INTC
$466B
$5.65M 0.16%
109,665
-5,698
-5% -$291K
TXN icon
134
Texas Instruments
TXN
$255B
$5.64M 0.16%
29,943
+852
+3% +$164K
IJT icon
135
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.22B
$5.64M 0.16%
40,617
-8,829
-18% -$1.2M
FTSL icon
136
First Trust Senior Loan Fund ETF
FTSL
$2.31B
$5.54M 0.15%
115,592
+57,098
+98% +$2.73M
XYZ
137
Block Inc
XYZ
$45.9B
$5.5M 0.15%
34,043
-1,142
-3% -$247K
FREL icon
138
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$5.49M 0.15%
158,245
+20,560
+15% +$670K
BMY icon
139
Bristol-Myers Squibb
BMY
$127B
$5.42M 0.15%
86,919
-4,463
-5% -$262K
SPLV icon
140
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$5.36M 0.15%
78,146
+35,938
+85% +$2.31M
ISRG icon
141
Intuitive Surgical
ISRG
$121B
$5.34M 0.15%
14,856
+525
+4% +$181K
SPHB icon
142
Invesco S&P 500 High Beta ETF
SPHB
$964M
$5.34M 0.15%
67,548
-75,113
-53% -$5.87M
EFG icon
143
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$5.33M 0.15%
48,295
+2,854
+6% +$313K
SCHP icon
144
Schwab US TIPS ETF
SCHP
$16.3B
$5.3M 0.15%
168,658
+69,772
+71% +$2.2M
JNK icon
145
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$5.3M 0.15%
48,797
-991
-2% -$107K
SCHX icon
146
Schwab US Large- Cap ETF
SCHX
$70.9B
$5.24M 0.15%
276,354
+10,170
+4% +$188K
VBR icon
147
Vanguard Small-Cap Value ETF
VBR
$37.1B
$5.24M 0.15%
29,292
-2,070
-7% -$368K
STPZ icon
148
PIMCO 1-5 Year US TIPS Index Exchange-Traded Fund
STPZ
$511M
$5.19M 0.14%
94,049
+9,564
+11% +$527K
CSCO icon
149
Cisco
CSCO
$450B
$5.17M 0.14%
81,610
+7,360
+10% +$421K
XLB icon
150
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$5.16M 0.14%
113,798
-26,226
-19% -$1.13M
4 5
6
7 8

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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.