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Sigma Planning Corp

Sigma Planning Corp Portfolio holdings

AUM $3.97B Turnover 17.8%
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$45.6M
Cap. Flow %
1.27%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3 years
Top 10 Avg Time Held Equity + Options
6.2 years
Top 20 Avg Time Held Equity + Options
4.6 years
Avg Time Held Equity only
4.3 years
Top 10 Avg Time Held Equity only
6.2 years
Top 20 Avg Time Held Equity only
5 years

Top Buys

Rank Stock Value
1
GARP icon
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF icon
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.89%
2 Technology 13.69%
3 Industrials 3.86%
4 Consumer Discretionary 3.8%
5 Financials 3.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
UNOV icon
1401
Innovator US Equity Ultra Buffer ETF November
UNOV
$107M
– –
-5,275
Closed -$201K –
USFR icon
1402
WisdomTree Floating Rate Treasury Fund
USFR
$20.8B
– –
-5,243
Closed -$264K –
USXF icon
1403
iShares ESG Advanced MSCI USA ETF
USXF
$1.41B
– –
-3,572
Closed -$206K –
VOOV icon
1404
Vanguard S&P 500 Value ETF
VOOV
$6.77B
– –
-1,646
Closed -$337K –
WAB icon
1405
Wabtec
WAB
$48.4B
– –
-1,220
Closed -$260K –
WBD icon
1406
DELISTED
Warner Bros
WBD
– –
-8,266
Closed -$238K –
WU icon
1407
Western Union
WU
$1.92B
– –
-10,473
Closed -$97.5K –
XFLT icon
1408
XAI Floating Rate & Alternative Income Trust
XFLT
$277M
– –
-2,528
Closed -$72.2K –
XLSR icon
1409
State Street US Sector Rotation ETF
XLSR
$1.08B
– –
-3,405
Closed -$212K –
XTWO icon
1410
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
XTWO
$270M
– –
-4,311
Closed -$213K –
XYL icon
1411
Xylem
XYL
$24.3B
– –
-1,538
Closed -$207K –
YDEC icon
1412
FT Vest International Equity Moderate Buffer ETF December
YDEC
$166M
– –
-8,375
Closed -$219K –
YJUN icon
1413
FT Vest International Equity Buffer ETF June
YJUN
$147M
– –
-8,304
Closed -$213K –
YSEP icon
1414
FT Vest International Equity Buffer ETF September
YSEP
$132M
– –
-8,477
Closed -$221K –
ZS icon
1415
Zscaler
ZS
$33.8B
– –
-2,130
Closed -$479K –
TEM icon
1416
Tempus AI
TEM
$11.8B
– –
-4,129
Closed -$244K –
BTC icon
1417
Grayscale Bitcoin Mini Trust ETF
BTC
$4.32B
– –
-5,357
Closed -$207K –
EXE icon
1418
Expand Energy Corp
EXE
$21.6B
– –
-4,105
Closed -$453K –
ECG icon
1419
Everus Construction Group
ECG
$5.6B
– –
-8,640
Closed -$739K –
PVLA icon
1420
Palvella Therapeutics
PVLA
$1.73B
– –
-6,500
Closed -$680K –
ONC icon
1421
BeOne Medicines Ltd
ONC
$41.7B
– –
-1,005
Closed -$305K –
BBNX icon
1422
Beta Bionics
BBNX
$882M
– –
-13,500
Closed -$411K –
SGI icon
1423
Somnigroup International
SGI
$14.6B
– –
-2,789
Closed -$249K –
KMTS icon
1424
Kestra Medical Technologies
KMTS
$1.62B
– –
-25,250
Closed -$670K –
AKRE icon
1425
Akre Focus ETF
AKRE
$5.1B
– –
-5,501
Closed -$360K –
54 55 56
57
58

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.