Sigma Planning Corp
UNOV icon

Sigma Planning Corp’s Innovator US Equity Ultra Buffer ETF November UNOV Stock Holding History

Sigma Planning Corp’s Portfolio UNOV Stock Details UNOV Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q3 		$218K Hold
5,275
– – 0.01% 1212
2026
Q2 		$212K Buy
+5,275
New +$208K 0.01% 1299
2026
Q1 		– Sell
-5,275
Closed -$201K – 1401
2025
Q4 		$201K Buy
+5,275
New +$199K 0.01% 1226

Other funds holding UNOV

Prosperity Capital Advisors
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Brookstone Capital Management
Brookstone Capital Management Wheaton, Illinois $10.1B AUM 17.94% 1-Year Est. Return
Concurrent Investment Advisors
Concurrent Investment Advisors Tampa, Florida $14.5B AUM 24.52% 1-Year Est. Return
Kellett Wealth Advisors
Kellett Wealth Advisors Cincinnati, Ohio $273M AUM 15.92% 1-Year Est. Return
KFG Wealth Management
KFG Wealth Management Granger, Indiana $922M AUM 10.87% 1-Year Est. Return
Triumph Capital Management
Triumph Capital Management Denver, Colorado $573M AUM 15.32% 1-Year Est. Return
Castle Rock Wealth Management
Castle Rock Wealth Management Walnut Creek, California $531M AUM 31.77% 1-Year Est. Return
Atticus Wealth Management
Atticus Wealth Management Palm Beach Gardens, Florida $452M AUM 17.19% 1-Year Est. Return
SteelPeak Wealth
SteelPeak Wealth Woodland Hills, California $4.07B AUM 38.25% 1-Year Est. Return
Lantz Financial
Lantz Financial Naperville, Illinois $549M AUM 18.02% 1-Year Est. Return

Sigma Planning Corp's UNOV Position: Q3 2026 in Review

Sigma Planning Corp held its Innovator US Equity Ultra Buffer ETF November (UNOV) position steady in Q3 2026 at 5,275 shares worth $218K. The position accounts for 0.01% of the portfolio, ranked #1212.

Sigma Planning Corp first reported a position in UNOV in Q4 2025 and has held it in 3 quarters since. 26 funds tracked by Wall St. Rank hold UNOV as of Q3 2026.

  • Sigma Planning Corp held 5,275 shares of Innovator US Equity Ultra Buffer ETF November worth $218K as of Q3 2026.
  • Sigma Planning Corp left its Innovator US Equity Ultra Buffer ETF November share count unchanged in Q3 2026.
  • Innovator US Equity Ultra Buffer ETF November made up 0.01% of Sigma Planning Corp's portfolio in Q3 2026, its #1212 holding.
  • Sigma Planning Corp first reported a position in Innovator US Equity Ultra Buffer ETF November in Q4 2025 and has held it in 3 quarters since.
  • 26 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF November as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.