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Innovator US Equity Ultra Buffer ETF November

69 hedge funds and large institutions have $170M invested in Innovator US Equity Ultra Buffer ETF November in 2026 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 25 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

26.69% more ownership

Funds ownership: 76.24%102.93% (+27%)

24% more capital invested

Capital invested by funds: $136M → $170M (+$33.4M)

1% more funds holding

Funds holding: 6869 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

44% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 25

Holders
69
Holders Change
+1
Holders Change %
+1.47%
% of All Funds
0.85%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
14
Reduced
25
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
BCM
1
Brookstone Capital Management
Illinois
$63.6M +$443K +11,635 +0.7%
TPW
2
Talon Private Wealth
Florida
$36M +$36.8M +966,804 New
Raymond James Financial
3
Raymond James Financial
Florida
$5.75M +$5.22M +137,138 +805%
PCA
4
Prosperity Capital Advisors
Ohio
$5.7M +$340K +8,937 +6%
Osaic Holdings
5
Osaic Holdings
Arizona
$5.33M -$253K -6,637 -4%
IA
6
IFP Advisors
Florida
$3.53M -$1.03K -27 -0%
CVA
7
Central Valley Advisors
California
$3.02M -$47K -1,234 -2%
KWA
8
Kellett Wealth Advisors
Ohio
$2.64M -$386K -10,131 -13%
KAS
9
Kestra Advisory Services
Texas
$2.54M +$106K +2,773 +4%
RCMF
10
RK Capital Management (Florida)
Florida
$2.48M
SWM
11
Spire Wealth Management
Virginia
$2.37M -$343 -9 -0%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$2.27M -$93.5K -2,456 -4%
4WM
13
4J Wealth Management
Virginia
$2.12M -$2.99M -78,683 -58%
HighTower Advisors
14
HighTower Advisors
Illinois
$1.82M
IWM
15
IHT Wealth Management
Illinois
$1.76M -$845K -22,212 -32%
KWM
16
KFG Wealth Management
Indiana
$1.65M -$91.3K -2,398 -5%
AWM
17
AE Wealth Management
Kansas
$1.64M -$27.2K -715 -2%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$1.59M +$41.7K +1,095 +3%
TF
19
Trek Financial
Arizona
$1.48M -$103K -2,700 -6%
OCFG
20
O'Connor Financial Group
Illinois
$1.34M
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.2M +$669K +17,586 +121%
Creative Planning
22
Creative Planning
Kansas
$954K +$975K +25,607 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$954K +$30.3K +795 +3%
CRWM
24
Castle Rock Wealth Management
California
$922K
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$897K -$713K -18,745 -44%

UNOV Hedge Fund Activity: Q1 2026 in Review

69 of the 8,126 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q1 2026, worth a combined $170M — up 24% from $136M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new UNOV positions and 7 closed out — a net gain of 2 holders — while 14 added to existing stakes and 25 trimmed.

The largest buyer was Raymond James Financial, adding an estimated $5.22M. The largest seller was 4J Wealth Management, cutting an estimated $2.99M.

  • 69 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q1 2026, up from 68 in Q4 2025.
  • Funds reported $170M of Innovator US Equity Ultra Buffer ETF November stock for Q1 2026, up 24% quarter-over-quarter.
  • 9 funds opened new Innovator US Equity Ultra Buffer ETF November positions in Q1 2026 and 7 closed out, a net change of +2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q1 2026 was Raymond James Financial, an estimated $5.22M added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q1 2026 was 4J Wealth Management, an estimated $2.99M sold.

Based on aggregated 13F filings for Q1 2026.