We are live on ! Find out more
UNOV icon

Innovator US Equity Ultra Buffer ETF November
UNOV

39 hedge funds and large institutions have $25.8M invested in Innovator US Equity Ultra Buffer ETF November in 2024 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 6 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 2

14.97% more ownership

Funds ownership: 47.71% → 62.68% (+15%)

8% more funds holding

Funds holding: 36 → 39 (+3)

6% less capital invested

Capital invested by funds: $27.3M → $25.8M (-$1.53M)

60% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 15

Holders
39
Holders Change
+3
Holders Change %
+8.33%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
6
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCA
Prosperity Capital Advisors
Ohio
+$1.58M
2
SAG
SageView Advisory Group
California
+$443K
3
JP Morgan Chase
JP Morgan Chase
New York
+$331K
4
OMC
Old Mission Capital
Illinois
+$220K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$216K

Top Sellers

1
Jane Street
Jane Street
New York
-$3.03M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$375K
3
Osaic Holdings
Osaic Holdings
Arizona
-$262K
4
RA
RFG Advisory
Alabama
-$228K
5
BCM
Brookstone Capital Management
Illinois
-$182K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$4.15M -$262K -7,974 -6%
PCA
2
Prosperity Capital Advisors
Ohio
$3.05M +$1.58M +48,105 +111%
BCM
3
Brookstone Capital Management
Illinois
$2.66M -$182K -5,533 -7%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.18M – – –
BWM
5
Buska Wealth Management
Wisconsin
$1.5M +$36.3K +1,102 +3%
KWM
6
KFG Wealth Management
Indiana
$1.15M -$132 -4 -0%
CRWM
7
Castle Rock Wealth Management
California
$954K -$9.94K -302 -1%
AWA
8
Arete Wealth Advisors
Illinois
$797K +$21.4K +650 +3%
AWM
9
Atticus Wealth Management
Florida
$726K – – –
AWM
10
AE Wealth Management
Kansas
$717K -$62.4K -1,897 -8%
SWM
11
Spire Wealth Management
Virginia
$707K -$113K -3,440 -14%
Jane Street
12
Jane Street
New York
$676K -$3.03M -91,953 -82%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$540K -$68.2K -2,072 -11%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$465K -$69.4K -2,110 -13%
SAG
15
SageView Advisory Group
California
$449K +$443K +13,464 New
KAS
16
Kestra Advisory Services
Texas
$364K – – –
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$345K – – –
AIC
18
Archer Investment Corporation
Indiana
$343K -$27.5K -837 -8%
CVA
19
Central Valley Advisors
California
$341K -$527 -16 -0.1%
JP Morgan Chase
20
JP Morgan Chase
New York
$335K +$331K +10,059 New
Citadel Advisors
21
Citadel Advisors
Florida
$314K +$33 +1 +0%
LPL Financial
22
LPL Financial
California
$305K – – –
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$299K -$375K -11,397 -56%
SIA
24
Soltis Investment Advisors
Utah
$278K – – –
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$269K +$51.1K +1,553 +24%
1
2

UNOV Hedge Fund Activity: Q2 2024 in Review

39 of the 6,924 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q2 2024, worth a combined $25.8M — down 5.6% from $27.3M a quarter earlier.

Buyers outnumbered sellers: 6 funds opened new UNOV positions and 2 closed out — a net gain of 4 holders — while 6 added to existing stakes and 15 trimmed.

The largest buyer was Prosperity Capital Advisors, adding an estimated $1.58M. The largest seller was Jane Street, cutting an estimated $3.03M.

  • 39 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q2 2024, up from 36 in Q1 2024.
  • Funds reported $25.8M of Innovator US Equity Ultra Buffer ETF November stock for Q2 2024, down 5.6% quarter-over-quarter.
  • 6 funds opened new Innovator US Equity Ultra Buffer ETF November positions in Q2 2024 and 2 closed out, a net change of +4 holders.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q2 2024 was Prosperity Capital Advisors, an estimated $1.58M added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q2 2024 was Jane Street, an estimated $3.03M sold.

Based on aggregated 13F filings for Q2 2024.