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Innovator US Equity Ultra Buffer ETF November
UNOV

36 hedge funds and large institutions have $27.3M invested in Innovator US Equity Ultra Buffer ETF November in 2024 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 5 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

57% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 7

30% more capital invested

Capital invested by funds: $20.9M → $27.3M (+$6.35M)

13% more funds holding

Funds holding: 32 → 36 (+4)

13.16% less ownership

Funds ownership: 60.87% → 47.71% (-13%)

55% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 11

Holders
36
Holders Change
+4
Holders Change %
+12.5%
% of All Funds
0.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
5
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
Jane Street
New York
+$3.61M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$656K
3
CA
Cetera Advisors
Colorado
+$361K
4
Citadel Advisors
Citadel Advisors
Florida
+$303K
5
Osaic Holdings
Osaic Holdings
Arizona
+$242K

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$382K
2
TC
TownSquare Capital
Utah
-$257K
3
RJFSA
Raymond James Financial Services Advisors
Florida
-$216K
4
Wealth Enhancement Advisory Services
Wealth Enhancement Advisory Services
Minnesota
-$214K
5
MML Investors Services
MML Investors Services
Massachusetts
-$213K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$4.33M +$242K +7,510 +6%
Jane Street
2
Jane Street
New York
$3.67M +$3.61M +112,227 New
BCM
3
Brookstone Capital Management
Illinois
$2.78M +$17.1K +531 +0.6%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.13M -$26.9K -836 -1%
BWM
5
Buska Wealth Management
Wisconsin
$1.44M +$1.42M +44,029 New
PCA
6
Prosperity Capital Advisors
Ohio
$1.42M -$199K -6,185 -12%
KWM
7
KFG Wealth Management
Indiana
$1.13M -$4.79K -149 -0.4%
CRWM
8
Castle Rock Wealth Management
California
$943K -$5.63K -175 -0.6%
SWM
9
Spire Wealth Management
Virginia
$806K -$89.2K -2,773 -10%
AWM
10
AE Wealth Management
Kansas
$766K -$772 -24 -0.1%
AWA
11
Arete Wealth Advisors
Illinois
$761K +$13K +403 +2%
AWM
12
Atticus Wealth Management
Florida
$712K – – –
CVA
13
Central Valley Advisors
California
$684K -$515 -16 -0.1%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$666K +$656K +20,370 New
RJFSA
15
Raymond James Financial Services Advisors
Florida
$598K -$216K -6,700 -27%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$526K +$152K +4,738 +42%
CA
17
Cetera Advisors
Colorado
$367K +$361K +11,231 New
AIC
18
Archer Investment Corporation
Indiana
$364K -$16.1K -500 -4%
KAS
19
Kestra Advisory Services
Texas
$357K +$60.2K +1,872 +21%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$338K -$34.9K -1,085 -9%
Citadel Advisors
21
Citadel Advisors
Florida
$308K +$303K +9,408 New
LPL Financial
22
LPL Financial
California
$299K – – –
SIA
23
Soltis Investment Advisors
Utah
$273K – – –
AWM
24
Axxcess Wealth Management
California
$247K – – –
CFS
25
CRA Financial Services
New Jersey
$246K -$104K -3,225 -30%
1
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UNOV Hedge Fund Activity: Q1 2024 in Review

36 of the 6,942 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q1 2024, worth a combined $27.3M — up 30% from $20.9M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new UNOV positions and 7 closed out — a net gain of 4 holders — while 5 added to existing stakes and 11 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $3.61M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $382K sold.

  • 36 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q1 2024, up from 32 in Q4 2023.
  • Funds reported $27.3M of Innovator US Equity Ultra Buffer ETF November stock for Q1 2024, up 30% quarter-over-quarter.
  • 11 funds opened new Innovator US Equity Ultra Buffer ETF November positions in Q1 2024 and 7 closed out, a net change of +4 holders.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q1 2024 was Jane Street, an estimated $3.61M added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q1 2024 was Envestnet Asset Management, an estimated $382K sold.

Based on aggregated 13F filings for Q1 2024.