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Innovator US Equity Ultra Buffer ETF November
UNOV

36 hedge funds and large institutions have $24.4M invested in Innovator US Equity Ultra Buffer ETF November in 2024 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.62% less ownership

Funds ownership: 62.68% → 61.06% (-1.6%)

5% less capital invested

Capital invested by funds: $25.8M → $24.4M (-$1.35M)

8% less funds holding

Funds holding: 39 → 36 (-3)

40% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 15

75% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 4

Holders
36
Holders Change
-3
Holders Change %
-7.69%
% of All Funds
0.52%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
9
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OMC
Old Mission Capital
Illinois
+$322K
2
PCA
Prosperity Capital Advisors
Ohio
+$244K
3
Citadel Advisors
Citadel Advisors
Florida
+$203K
4
LPL Financial
LPL Financial
California
+$124K
5
CA
CoreCap Advisors
Michigan
+$94.3K

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$567K
2
Jane Street
Jane Street
New York
-$422K
3
AIC
Archer Investment Corporation
Indiana
-$334K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$299K
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$269K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$3.65M -$567K -16,904 -14%
PCA
2
Prosperity Capital Advisors
Ohio
$3.35M +$244K +7,270 +8%
BCM
3
Brookstone Capital Management
Illinois
$2.65M -$40.5K -1,208 -2%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.22M +$8.59K +256 +0.4%
BWM
5
Buska Wealth Management
Wisconsin
$1.45M -$78K -2,325 -5%
KWM
6
KFG Wealth Management
Indiana
$980K -$185K -5,505 -16%
CRWM
7
Castle Rock Wealth Management
California
$970K – – –
AWM
8
Atticus Wealth Management
Florida
$738K – – –
AWM
9
AE Wealth Management
Kansas
$728K -$1.41K -42 -0.2%
AWA
10
Arete Wealth Advisors
Illinois
$717K -$92.1K -2,745 -11%
SWM
11
Spire Wealth Management
Virginia
$558K -$160K -4,755 -22%
OMC
12
Old Mission Capital
Illinois
$551K +$322K +9,590 +144%
CVA
13
Central Valley Advisors
California
$527K -$179K -5,334 -26%
Citadel Advisors
14
Citadel Advisors
Florida
$524K +$203K +6,046 +64%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$510K -$39.4K -1,175 -7%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$473K – – –
SAG
17
SageView Advisory Group
California
$456K – – –
LPL Financial
18
LPL Financial
California
$435K +$124K +3,694 +40%
KAS
19
Kestra Advisory Services
Texas
$430K +$59.2K +1,764 +16%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$351K – – –
SIA
21
Soltis Investment Advisors
Utah
$283K – – –
Jane Street
22
Jane Street
New York
$261K -$422K -12,569 -62%
JP Morgan Chase
23
JP Morgan Chase
New York
$237K -$103K -3,060 -30%
LWM
24
Lakeridge Wealth Management
Ohio
$233K – – –
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$222K +$302 +9 +0.1%
1
2

UNOV Hedge Fund Activity: Q3 2024 in Review

36 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q3 2024, worth a combined $24.4M — down 5.2% from $25.8M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of UNOV and 1 opened new positions — a net loss of 3 holders — while 15 trimmed existing stakes and 9 added.

The largest buyer was Old Mission Capital, adding an estimated $322K. The largest seller was Osaic Holdings, cutting an estimated $567K.

  • 36 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q3 2024, down from 39 in Q2 2024.
  • Funds reported $24.4M of Innovator US Equity Ultra Buffer ETF November stock for Q3 2024, down 5.2% quarter-over-quarter.
  • 1 fund opened new Innovator US Equity Ultra Buffer ETF November positions in Q3 2024 and 4 closed out, a net change of -3 holders.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q3 2024 was Old Mission Capital, an estimated $322K added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q3 2024 was Osaic Holdings, an estimated $567K sold.

Based on aggregated 13F filings for Q3 2024.