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Innovator US Equity Ultra Buffer ETF November
UNOV

29 hedge funds and large institutions have $27.9M invested in Innovator US Equity Ultra Buffer ETF November in 2021 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 2 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 2

646% more capital invested

Capital invested by funds: $3.74M → $27.9M (+$24.1M)

123% more funds holding

Funds holding: 13 → 29 (+16)

40.27% more ownership

Funds ownership: 33.56% → 73.83% (+40%)

50% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 4

Holders
29
Holders Change
+16
Holders Change %
+123.08%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
2
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AI
Atria Investments
North Carolina
+$8.83M
2
Mariner
Mariner
Kansas
+$8.83M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$1.2M
4
WP
WealthPLAN Partners
Nebraska
+$998K
5
SB
Strategic Blueprint
Georgia
+$827K

Top Sellers

1
OMC
Old Mission Capital
Illinois
-$559K
2
AAP
Arax Advisory Partners
Colorado
-$171K
3
TWM
Tradition Wealth Management
Minnesota
-$74K
4
UBS Group
UBS Group
Switzerland
-$28.3K
5
CAAS
Capital Asset Advisory Services
Michigan
-$15K
Name Holding Trade Value Shares
Change 		Change in
Stake
AI
1
Atria Investments
North Carolina
$8.89M +$8.83M +300,949 New
Mariner
2
Mariner
Kansas
$8.89M +$8.83M +300,949 New
AIC
3
Archer Investment Corporation
Indiana
$1.2M +$633K +21,568 +112%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$1.2M +$1.2M +40,734 New
WP
5
WealthPLAN Partners
Nebraska
$988K +$998K +34,014 New
CRWM
6
Castle Rock Wealth Management
California
$913K – – –
SB
7
Strategic Blueprint
Georgia
$832K +$827K +28,169 New
Osaic Holdings
8
Osaic Holdings
Arizona
$755K +$554K +18,894 +283%
WKSWA
9
White Knight Strategic Wealth Advisors
New Jersey
$523K +$520K +17,712 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$504K +$501K +17,066 New
KCM
11
Kathmere Capital Management
Pennsylvania
$484K – – –
CFS
12
CRA Financial Services
New Jersey
$455K +$452K +15,410 New
Truist Financial
13
Truist Financial
North Carolina
$354K +$352K +11,990 New
T
14
TRUADVICE
Florida
$343K -$205 -7 -0.1%
OMC
15
Old Mission Capital
Illinois
$254K -$559K -19,056 -69%
KAS
16
Kestra Advisory Services
Texas
$251K +$250K +8,506 New
SWA
17
Stratos Wealth Advisors
Ohio
$227K +$225K +7,684 New
DFA
18
DHJJ Financial Advisors
Illinois
$204K +$203K +6,908 New
LPL Financial
19
LPL Financial
California
$202K +$200K +6,824 New
HI
20
Harbour Investments
Wisconsin
$123K +$122K +4,148 New
NFG
21
Next Financial Group
Texas
$101K +$100K +3,408 New
IA
22
IFP Advisors
Florida
$39K – – –
AAP
23
Arax Advisory Partners
Colorado
$34K -$171K -5,813 -83%
Koshinski Asset Management
24
Koshinski Asset Management
Illinois
$28.8K – – –
BFC
25
Bedel Financial Consulting
Indiana
$26K +$25.6K +873 New
1
2

UNOV Hedge Fund Activity: Q4 2021 in Review

29 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q4 2021, worth a combined $27.9M — up 646% from $3.74M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new UNOV positions and 2 closed out — a net gain of 16 holders — while 2 added to existing stakes and 4 trimmed.

The largest buyer was Atria Investments, opening a new position worth an estimated $8.83M. The largest seller was Old Mission Capital, cutting an estimated $559K.

  • 29 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q4 2021, up from 13 in Q3 2021.
  • Funds reported $27.9M of Innovator US Equity Ultra Buffer ETF November stock for Q4 2021, up 646% quarter-over-quarter.
  • 18 funds opened new Innovator US Equity Ultra Buffer ETF November positions in Q4 2021 and 2 closed out, a net change of +16 holders.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q4 2021 was Atria Investments, an estimated $8.83M added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q4 2021 was Old Mission Capital, an estimated $559K sold.

Based on aggregated 13F filings for Q4 2021.