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Innovator US Equity Ultra Buffer ETF November
UNOV

38 hedge funds and large institutions have $43.9M invested in Innovator US Equity Ultra Buffer ETF November in 2022 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 7 increasing their positions, 9 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 2

73% more funds holding

Funds holding: 22 → 38 (+16)

41% more capital invested

Capital invested by funds: $31.2M → $43.9M (+$12.7M)

5.71% less ownership

Funds ownership: 70.77% → 65.06% (-5.7%)

22% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 9

Holders
38
Holders Change
+16
Holders Change %
+72.73%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
7
Reduced
9
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ST
Sageworth Trust
Pennsylvania
+$6.03M
2
Osaic Holdings
Osaic Holdings
Arizona
+$1.65M
3
BCM
Brookstone Capital Management
Illinois
+$1.24M
4
AWM
Atticus Wealth Management
Florida
+$1.16M
5
Truist Financial
Truist Financial
North Carolina
+$1.15M

Top Sellers

1
AI
Atria Investments
North Carolina
-$1.99M
2
Mariner
Mariner
Kansas
-$1.98M
3
SB
Strategic Blueprint
Georgia
-$587K
4
SWM
Spire Wealth Management
Virginia
-$583K
5
AWA
Arete Wealth Advisors
Illinois
-$510K
Name Holding Trade Value Shares
Change 		Change in
Stake
AI
1
Atria Investments
North Carolina
$7.31M -$1.99M -71,753 -21%
Mariner
2
Mariner
Kansas
$7.3M -$1.98M -71,367 -21%
ST
3
Sageworth Trust
Pennsylvania
$6.02M +$6.03M +217,207 New
Osaic Holdings
4
Osaic Holdings
Arizona
$5.39M +$1.65M +59,438 +44%
PCA
5
Prosperity Capital Advisors
Ohio
$1.51M +$1.51M +54,356 New
Truist Financial
6
Truist Financial
North Carolina
$1.48M +$1.15M +41,528 +346%
KWM
7
KFG Wealth Management
Indiana
$1.48M +$1.48M +53,239 New
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$1.43M -$14.1K -507 -1%
BCM
9
Brookstone Capital Management
Illinois
$1.25M +$1.24M +44,628 New
AWM
10
Atticus Wealth Management
Florida
$1.16M +$1.16M +41,726 New
AIC
11
Archer Investment Corporation
Indiana
$887K +$36.8K +1,327 +4%
CRWM
12
Castle Rock Wealth Management
California
$857K -$50.7K -1,826 -6%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$704K +$295K +10,622 +72%
SWM
14
Spire Wealth Management
Virginia
$582K -$583K -20,990 -50%
CFS
15
CRA Financial Services
New Jersey
$526K -$14.2K -510 -3%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$471K +$472K +16,991 New
RJFSA
17
Raymond James Financial Services Advisors
Florida
$461K +$61.3K +2,207 +15%
T
18
TRUADVICE
Florida
$427K – – –
Jane Street
19
Jane Street
New York
$408K +$409K +14,736 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$365K +$366K +13,180 New
Goldman Sachs
21
Goldman Sachs
New York
$362K +$362K +13,057 New
VT
22
Vise Technologies
New York
$325K +$326K +11,730 New
WKSWA
23
White Knight Strategic Wealth Advisors
New Jersey
$291K -$107K -3,852 -27%
SB
24
Strategic Blueprint
Georgia
$277K -$587K -21,146 -68%
SAG
25
SageView Advisory Group
California
$271K +$272K +9,783 New
1
2

UNOV Hedge Fund Activity: Q4 2022 in Review

38 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q4 2022, worth a combined $43.9M — up 41% from $31.2M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new UNOV positions and 2 closed out — a net gain of 16 holders — while 7 added to existing stakes and 9 trimmed.

The largest buyer was Sageworth Trust, opening a new position worth an estimated $6.03M. The largest seller was Atria Investments, cutting an estimated $1.99M.

  • 38 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q4 2022, up from 22 in Q3 2022.
  • Funds reported $43.9M of Innovator US Equity Ultra Buffer ETF November stock for Q4 2022, up 41% quarter-over-quarter.
  • 18 funds opened new Innovator US Equity Ultra Buffer ETF November positions in Q4 2022 and 2 closed out, a net change of +16 holders.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q4 2022 was Sageworth Trust, an estimated $6.03M added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q4 2022 was Atria Investments, an estimated $1.99M sold.

Based on aggregated 13F filings for Q4 2022.