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Innovator US Equity Ultra Buffer ETF November
UNOV

11 hedge funds and large institutions have $4.01M invested in Innovator US Equity Ultra Buffer ETF November in 2021 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 3 increasing their positions, 5 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $4.19M → $4.01M (-$186K)

1.94% less ownership

Funds ownership: 33.91% → 31.96% (-1.9%)

31% less funds holding

Funds holding: 16 → 11 (-5)

40% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 5

83% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 6

Holders
11
Holders Change
-5
Holders Change %
-31.25%
% of All Funds
0.19%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
3
Reduced
5
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OMC
Old Mission Capital
Illinois
+$1.06M
2
KCM
Kathmere Capital Management
Pennsylvania
+$88.4K
3
UBS Group
UBS Group
Switzerland
+$27.1K

Top Sellers

1
CAN
Cetera Advisor Networks
California
-$396K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$293K
3
Wolverine Trading
Wolverine Trading
Illinois
-$264K
4
CRWM
Castle Rock Wealth Management
California
-$244K
5
Osaic Holdings
Osaic Holdings
Arizona
-$198K
Name Holding Trade Value Shares
Change 		Change in
Stake
OMC
1
Old Mission Capital
Illinois
$1.33M +$1.06M +36,546 +401%
CRWM
2
Castle Rock Wealth Management
California
$970K -$244K -8,434 -20%
AIC
3
Archer Investment Corporation
Indiana
$599K -$31.3K -1,081 -5%
KCM
4
Kathmere Capital Management
Pennsylvania
$477K +$88.4K +3,049 +23%
AAP
5
Arax Advisory Partners
Colorado
$292K +$290K +10,020 New
Osaic Holdings
6
Osaic Holdings
Arizona
$203K -$198K -6,825 -49%
UBS Group
7
UBS Group
Switzerland
$48K +$27.1K +935 +131%
IA
8
IFP Advisors
Florida
$39K -$16K -551 -29%
CAAS
9
Capital Asset Advisory Services
Michigan
$22K -$522 -18 -2%
CFA
10
Carroll Financial Associates
North Carolina
$22K – – –
APA
11
American Portfolios Advisors
New York
$5.66K – – –
CAN
12
Cetera Advisor Networks
California
– -$396K -13,777 Closed
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
– -$293K -10,211 Closed
Wolverine Trading
14
Wolverine Trading
Illinois
– -$264K -9,188 Closed
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
– -$146K -5,071 Closed
TWM
16
Tradition Wealth Management
Minnesota
– -$106K -3,679 Closed
GWM
17
Geneos Wealth Management
Colorado
– -$2K -75 Closed

UNOV Hedge Fund Activity: Q2 2021 in Review

11 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q2 2021, worth a combined $4.01M — down 4.4% from $4.19M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of UNOV and 1 opened new positions — a net loss of 5 holders — while 5 trimmed existing stakes and 3 added.

The largest buyer was Old Mission Capital, adding an estimated $1.06M. The largest seller was Cetera Advisor Networks, exiting entirely with an estimated $396K sold.

  • 11 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q2 2021, down from 16 in Q1 2021.
  • Funds reported $4.01M of Innovator US Equity Ultra Buffer ETF November stock for Q2 2021, down 4.4% quarter-over-quarter.
  • 1 fund opened new Innovator US Equity Ultra Buffer ETF November positions in Q2 2021 and 6 closed out, a net change of -5 holders.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q2 2021 was Old Mission Capital, an estimated $1.06M added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q2 2021 was Cetera Advisor Networks, an estimated $396K sold.

Based on aggregated 13F filings for Q2 2021.