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Innovator US Equity Ultra Buffer ETF November
UNOV

32 hedge funds and large institutions have $20.9M invested in Innovator US Equity Ultra Buffer ETF November in 2023 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more capital invested

Capital invested by funds: $17.1M → $20.9M (+$3.89M)

14% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 7

11.93% more ownership

Funds ownership: 48.94% → 60.87% (+12%)

0% more funds holding

Funds holding: 32 → 32 (0)

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

Holders
32
Holders Change
–
Holders Change %
0%
% of All Funds
0.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
8
Reduced
11
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAG
SageView Advisory Group
California
+$13.3M
2
BCM
Brookstone Capital Management
Illinois
+$2.2M
3
Osaic Holdings
Osaic Holdings
Arizona
+$2.04M
4
SWM
Spire Wealth Management
Virginia
+$843K
5
AWM
AE Wealth Management
Kansas
+$721K

Top Sellers

1
Truist Financial
Truist Financial
North Carolina
-$1.1M
2
OMC
Old Mission Capital
Illinois
-$640K
3
AWM
Atticus Wealth Management
Florida
-$613K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$592K
5
Citadel Advisors
Citadel Advisors
Florida
-$499K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$3.95M +$2.04M +66,304 +113%
BCM
2
Brookstone Capital Management
Illinois
$2.67M +$2.2M +71,676 +564%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$2.09M +$253K +8,238 +14%
PCA
4
Prosperity Capital Advisors
Ohio
$1.57M -$66.6K -2,167 -4%
KWM
5
KFG Wealth Management
Indiana
$1.09M -$334K -10,879 -24%
CRWM
6
Castle Rock Wealth Management
California
$916K – – –
SWM
7
Spire Wealth Management
Virginia
$875K +$843K +27,430 New
RJFSA
8
Raymond James Financial Services Advisors
Florida
$791K +$388K +12,620 +102%
AWM
9
AE Wealth Management
Kansas
$751K +$721K +23,449 New
AWA
10
Arete Wealth Advisors
Illinois
$723K +$703K +22,865 New
AWM
11
Atticus Wealth Management
Florida
$689K -$613K -19,948 -48%
CVA
12
Central Valley Advisors
California
$662K +$643K +20,927 New
Envestnet Asset Management
13
Envestnet Asset Management
Illinois
$382K +$97.3K +3,166 +36%
AIC
14
Archer Investment Corporation
Indiana
$368K -$315K -10,252 -47%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$362K -$154K -5,020 -31%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$359K +$31K +1,010 +10%
CFS
17
CRA Financial Services
New Jersey
$340K -$102K -3,325 -24%
LPL Financial
18
LPL Financial
California
$289K +$71.9K +2,339 +34%
KAS
19
Kestra Advisory Services
Texas
$286K +$29.7K +966 +12%
SIA
20
Soltis Investment Advisors
Utah
$264K – – –
TC
21
TownSquare Capital
Utah
$257K -$200K -6,509 -44%
AWM
22
Axxcess Wealth Management
California
$239K -$430 -14 -0.2%
LWM
23
Lakeridge Wealth Management
Ohio
$218K +$211K +6,881 New
Wealth Enhancement Advisory Services
24
Wealth Enhancement Advisory Services
Minnesota
$214K -$10.1K -328 -5%
MML Investors Services
25
MML Investors Services
Massachusetts
$213K +$207K +6,734 New
1
2

UNOV Hedge Fund Activity: Q4 2023 in Review

32 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q4 2023, worth a combined $20.9M — up 23% from $17.1M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new UNOV positions and 7 closed out — a net gain of 1 holder — while 8 added to existing stakes and 11 trimmed.

The largest buyer was SageView Advisory Group, opening a new position worth an estimated $13.3M. The largest seller was Truist Financial, exiting entirely with an estimated $1.1M sold.

  • 32 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q4 2023, unchanged from Q3 2023.
  • Funds reported $20.9M of Innovator US Equity Ultra Buffer ETF November stock for Q4 2023, up 23% quarter-over-quarter.
  • 8 funds opened new Innovator US Equity Ultra Buffer ETF November positions in Q4 2023 and 7 closed out, a net change of +1 holder.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q4 2023 was SageView Advisory Group, an estimated $13.3M added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q4 2023 was Truist Financial, an estimated $1.1M sold.

Based on aggregated 13F filings for Q4 2023.