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Innovator US Equity Ultra Buffer ETF November

32 hedge funds and large institutions have $17.1M invested in Innovator US Equity Ultra Buffer ETF November in 2023 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.95% more ownership

Funds ownership: 44.98%48.94% (+4%)

0% more funds holding

Funds holding: 3232 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

19% less capital invested

Capital invested by funds: $21.2M → $17.1M (-$4.11M)

79% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 14

Holders
32
Holders Change
Holders Change %
0%
% of All Funds
0.51%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
3
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$1.78M -$1.15M -37,048 -39%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$1.75M
PCA
3
Prosperity Capital Advisors
Ohio
$1.57M -$1.32M -42,728 -45%
KWM
4
KFG Wealth Management
Indiana
$1.38M -$47K -1,521 -3%
AWM
5
Atticus Wealth Management
Florida
$1.27M
Truist Financial
6
Truist Financial
North Carolina
$1.1M -$288K -9,300 -20%
CRWM
7
Castle Rock Wealth Management
California
$874K
AIC
8
Archer Investment Corporation
Indiana
$663K -$35.1K -1,135 -5%
OMC
9
Old Mission Capital
Illinois
$640K +$115K +3,724 +21%
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$592K +$370K +11,962 +158%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$499K -$16.8K -542 -3%
Citadel Advisors
12
Citadel Advisors
Florida
$499K +$203K +6,558 +66%
T
13
TRUADVICE
Florida
$459K -$20.1K -649 -4%
TC
14
TownSquare Capital
Utah
$444K +$453K +14,630 New
CFS
15
CRA Financial Services
New Jersey
$427K -$61.9K -2,000 -12%
BCM
16
Brookstone Capital Management
Illinois
$385K -$896K -28,963 -70%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$375K -$61.9K -2,000 -14%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$313K -$47.7K -1,543 -13%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$270K -$111K -3,591 -29%
SIA
20
Soltis Investment Advisors
Utah
$253K
KAS
21
Kestra Advisory Services
Texas
$245K
AAS
22
Avantax Advisory Services
Texas
$238K
AWM
23
Axxcess Wealth Management
California
$230K
Wealth Enhancement Advisory Services
24
Wealth Enhancement Advisory Services
Minnesota
$215K +$219K +7,087 New
LPL Financial
25
LPL Financial
California
$206K +$211K +6,809 New

UNOV Hedge Fund Activity: Q3 2023 in Review

32 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q3 2023, worth a combined $17.1M — down 19% from $21.2M a quarter earlier.

Fund positioning in UNOV was balanced in Q3 2023: 5 funds opened new positions, 5 closed out, 3 added to existing stakes and 14 trimmed.

The largest buyer was TownSquare Capital, opening a new position worth an estimated $453K. The largest seller was Prosperity Capital Advisors, cutting an estimated $1.32M.

  • 32 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q3 2023, unchanged from Q2 2023.
  • Funds reported $17.1M of Innovator US Equity Ultra Buffer ETF November stock for Q3 2023, down 19% quarter-over-quarter.
  • 5 funds opened new Innovator US Equity Ultra Buffer ETF November positions in Q3 2023 and 5 closed out, a net change of 0 holders.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q3 2023 was TownSquare Capital, an estimated $453K added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q3 2023 was Prosperity Capital Advisors, an estimated $1.32M sold.

Based on aggregated 13F filings for Q3 2023.