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Innovator US Equity Ultra Buffer ETF November
UNOV

30 hedge funds and large institutions have $21.1M invested in Innovator US Equity Ultra Buffer ETF November in 2023 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 4 increasing their positions, 9 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

20.85% less ownership

Funds ownership: 65.06% → 44.21% (-21%)

21% less funds holding

Funds holding: 38 → 30 (-8)

52% less capital invested

Capital invested by funds: $43.9M → $21.1M (-$22.7M)

56% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 9

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

Holders
30
Holders Change
-8
Holders Change %
-21.05%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
4
Reduced
9
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PCA
Prosperity Capital Advisors
Ohio
+$1.52M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$215K
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$182K
4
WP
WealthShield Partners
North Carolina
+$68.3K
5
AAS
Ameritas Advisory Services
Nebraska
+$31.3K

Top Sellers

1
AI
Atria Investments
North Carolina
-$7.31M
2
Mariner
Mariner
Kansas
-$7.3M
3
ST
Sageworth Trust
Pennsylvania
-$6.02M
4
Jane Street
Jane Street
New York
-$408K
5
Goldman Sachs
Goldman Sachs
New York
-$362K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$5.66M +$21.3K +748 +0.4%
PCA
2
Prosperity Capital Advisors
Ohio
$3.12M +$1.52M +53,348 +98%
KWM
3
KFG Wealth Management
Indiana
$1.38M -$166K -5,835 -11%
Truist Financial
4
Truist Financial
North Carolina
$1.34M -$208K -7,308 -14%
AWM
5
Atticus Wealth Management
Florida
$1.21M – – –
BCM
6
Brookstone Capital Management
Illinois
$1.17M -$133K -4,663 -10%
CRWM
7
Castle Rock Wealth Management
California
$849K -$23.3K -820 -3%
AIC
8
Archer Investment Corporation
Indiana
$834K -$91.4K -3,214 -10%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$735K – – –
CFS
10
CRA Financial Services
New Jersey
$550K – – –
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$492K – – –
T
12
TRUADVICE
Florida
$442K – – –
RJFSA
13
Raymond James Financial Services Advisors
Florida
$426K -$54.5K -1,915 -12%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$397K +$14.5K +511 +4%
SAG
15
SageView Advisory Group
California
$283K – – –
SWM
16
Spire Wealth Management
Virginia
$264K -$339K -11,906 -57%
SIA
17
Soltis Investment Advisors
Utah
$242K – – –
MML Investors Services
18
MML Investors Services
Massachusetts
$238K -$4.69K -165 -2%
CPIG
19
Chicago Partners Investment Group
Illinois
$238K – – –
KAS
20
Kestra Advisory Services
Texas
$234K – – –
AAS
21
Avantax Advisory Services
Texas
$227K – – –
AWM
22
Axxcess Wealth Management
California
$220K – – –
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$219K +$215K +7,563 New
HI
24
Harbour Investments
Wisconsin
$142K – – –
CF
25
Centaurus Financial
California
$131K – – –
1
2

UNOV Hedge Fund Activity: Q1 2023 in Review

30 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q1 2023, worth a combined $21.1M — down 52% from $43.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of UNOV and 4 opened new positions — a net loss of 7 holders — while 9 trimmed existing stakes and 4 added.

The largest buyer was Prosperity Capital Advisors, adding an estimated $1.52M. The largest seller was Atria Investments, exiting entirely with an estimated $7.31M sold.

  • 30 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q1 2023, down from 38 in Q4 2022.
  • Funds reported $21.1M of Innovator US Equity Ultra Buffer ETF November stock for Q1 2023, down 52% quarter-over-quarter.
  • 4 funds opened new Innovator US Equity Ultra Buffer ETF November positions in Q1 2023 and 11 closed out, a net change of -7 holders.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q1 2023 was Prosperity Capital Advisors, an estimated $1.52M added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q1 2023 was Atria Investments, an estimated $7.31M sold.

Based on aggregated 13F filings for Q1 2023.