Mariner’s Innovator US Equity Ultra Buffer ETF November UNOV Stock Holding History

Mariner’s Portfolio UNOV Stock Details UNOV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-263,303	Closed	-$7.3M	–	2884
2022 Q4	$7.3M	Sell	263,303 -71,367	-21%	-$1.98M	0.02%	486
2022 Q3	$9.21M	Sell	334,670 -10,150	-3%	-$281K	0.04%	360
2022 Q2	$9.43M	Buy	344,820 +33,288	+11%	+$934K	0.04%	345
2022 Q1	$9.08M	Buy	311,532 +10,583	+4%	+$306K	0.03%	358
2021 Q4	$8.89M	Buy	+300,949	New	+$8.83M	0.04%	322

Other funds holding UNOV

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

PCA

Prosperity Capital Advisors Westlake, Ohio $2.03B AUM 23.67% 1-Year Est. Return

KWM

KFG Wealth Management Granger, Indiana $886M AUM 15.98% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

AWM

Atticus Wealth Management Palm Beach Gardens, Florida $420M AUM 23.31% 1-Year Est. Return

BCM

Brookstone Capital Management Wheaton, Illinois $9.99B AUM 23.61% 1-Year Est. Return

CRWM

Castle Rock Wealth Management Walnut Creek, California $509M AUM 36.93% 1-Year Est. Return

AIC

Archer Investment Corporation Carmel, Indiana $469M AUM 19.1% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

CFS

CRA Financial Services Northfield, New Jersey $868M AUM 25.66% 1-Year Est. Return

Mariner's UNOV Position: Q1 2023 in Review

Mariner sold out of Innovator US Equity Ultra Buffer ETF November (UNOV) in Q1 2023, closing a stake of 263,303 shares — an estimated $7.3M sold.

Mariner first reported a position in UNOV in Q4 2021 and held it in 5 quarters. The position peaked at $9.43M in Q2 2022. 30 funds tracked by Wall St. Rank hold UNOV as of Q1 2023.

Mariner reported no remaining Innovator US Equity Ultra Buffer ETF November position as of Q1 2023 after selling out during the quarter.
Mariner sold 263,303 Innovator US Equity Ultra Buffer ETF November shares in Q1 2023, an estimated $7.3M.
Mariner first reported a position in Innovator US Equity Ultra Buffer ETF November in Q4 2021 and held it in 5 quarters.
Mariner's Innovator US Equity Ultra Buffer ETF November position peaked at $9.43M in Q2 2022.
30 funds tracked by Wall St. Rank held Innovator US Equity Ultra Buffer ETF November as of Q1 2023.

Based on Mariner's 13F filing for Q1 2023, filed 15 May 2023.