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Innovator US Equity Ultra Buffer ETF November
UNOV

32 hedge funds and large institutions have $21.2M invested in Innovator US Equity Ultra Buffer ETF November in 2023 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 3 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

7% more funds holding

Funds holding: 30 → 32 (+2)

0.77% more ownership

Funds ownership: 44.21% → 44.98% (+0.77%)

0% more capital invested

Capital invested by funds: $21.1M → $21.2M (+$17.3K)

75% less repeat investments, than reductions

Existing positions increased: 3 | Existing positions reduced: 12

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.5%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
3
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OMC
Old Mission Capital
Illinois
+$515K
2
AWA
Arete Wealth Advisors
Illinois
+$423K
3
Citadel Advisors
Citadel Advisors
Florida
+$293K
4
UBS Group
UBS Group
Switzerland
+$104K
5
BCM
Brookstone Capital Management
Illinois
+$50.2K

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$2.95M
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$400K
3
PCA
Prosperity Capital Advisors
Ohio
-$389K
4
SWM
Spire Wealth Management
Virginia
-$264K
5
CPIG
Chicago Partners Investment Group
Illinois
-$238K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
1
Osaic Holdings
Arizona
$2.94M -$2.95M -99,590 -51%
PCA
2
Prosperity Capital Advisors
Ohio
$2.91M -$389K -13,158 -12%
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$1.78M -$2.96K -100 -0.2%
KWM
4
KFG Wealth Management
Indiana
$1.44M -$12.9K -437 -0.9%
Truist Financial
5
Truist Financial
North Carolina
$1.4M -$23.4K -792 -2%
AWM
6
Atticus Wealth Management
Florida
$1.28M – – –
BCM
7
Brookstone Capital Management
Illinois
$1.27M +$50.2K +1,697 +4%
CRWM
8
Castle Rock Wealth Management
California
$894K – – –
AIC
9
Archer Investment Corporation
Indiana
$708K -$171K -5,796 -20%
OMC
10
Old Mission Capital
Illinois
$535K +$515K +17,395 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$523K – – –
CFS
12
CRA Financial Services
New Jersey
$494K -$85.8K -2,900 -15%
T
13
TRUADVICE
Florida
$486K +$19.3K +651 +4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$442K -$10.4K -350 -2%
AWA
15
Arete Wealth Advisors
Illinois
$440K +$423K +14,308 New
Envestnet Asset Management
16
Envestnet Asset Management
Illinois
$384K -$35.4K -1,197 -9%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$365K -$400K -13,520 -53%
GS
18
GTS Securities
New York
$363K +$350K +11,816 New
Citadel Advisors
19
Citadel Advisors
Florida
$304K +$293K +9,898 New
SAG
20
SageView Advisory Group
California
$301K – – –
MML Investors Services
21
MML Investors Services
Massachusetts
$260K +$7.45K +252 +3%
SIA
22
Soltis Investment Advisors
Utah
$257K – – –
KAS
23
Kestra Advisory Services
Texas
$249K – – –
AAS
24
Avantax Advisory Services
Texas
$241K – – –
AWM
25
Axxcess Wealth Management
California
$233K – – –
1
2

UNOV Hedge Fund Activity: Q2 2023 in Review

32 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Innovator US Equity Ultra Buffer ETF November (UNOV) for Q2 2023, worth a combined $21.2M — up 0.08% from $21.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new UNOV positions and 3 closed out — a net gain of 2 holders — while 3 added to existing stakes and 12 trimmed.

The largest buyer was Old Mission Capital, opening a new position worth an estimated $515K. The largest seller was Osaic Holdings, cutting an estimated $2.95M.

  • 32 institutional investors held Innovator US Equity Ultra Buffer ETF November (UNOV) as of Q2 2023, up from 30 in Q1 2023.
  • Funds reported $21.2M of Innovator US Equity Ultra Buffer ETF November stock for Q2 2023, up 0.08% quarter-over-quarter.
  • 5 funds opened new Innovator US Equity Ultra Buffer ETF November positions in Q2 2023 and 3 closed out, a net change of +2 holders.
  • The largest Innovator US Equity Ultra Buffer ETF November buyer in Q2 2023 was Old Mission Capital, an estimated $515K added.
  • The largest Innovator US Equity Ultra Buffer ETF November seller in Q2 2023 was Osaic Holdings, an estimated $2.95M sold.

Based on aggregated 13F filings for Q2 2023.