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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRSP icon
1401
CRISPR Therapeutics
CRSP
$4.58B
– –
-2,472
Closed -$277K
CVLT icon
1402
Commault Systems
CVLT
$5.89B
– –
-10,704
Closed -$806K
CVNA icon
1403
Carvana
CVNA
$43.3B
– –
-7,165
Closed -$432K
DBA icon
1404
Invesco DB Agriculture Fund
DBA
$1.26B
– –
-11,700
Closed -$224K
DELL icon
1405
Dell
DELL
$283B
– –
-6,168
Closed -$325K
DOCS icon
1406
Doximity
DOCS
$3.67B
– –
-14,199
Closed -$1.15M
DRSK icon
1407
Aptus Defined Risk ETF
DRSK
$1.49B
– –
-7,000
Closed -$200K
EL icon
1408
Estee Lauder
EL
$29B
– –
-673
Closed -$202K
EMQQ icon
1409
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$258M
– –
-5,389
Closed -$267K
EWW icon
1410
iShares MSCI Mexico ETF
EWW
$1.89B
– –
-4,320
Closed -$208K
EXG icon
1411
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
– –
-10,021
Closed -$100K
FANG icon
1412
Diamondback Energy
FANG
$57.6B
– –
-2,230
Closed -$211K
FBCG icon
1413
Fidelity Blue Chip Growth ETF
FBCG
$6.76B
– –
-17,102
Closed -$556K
FCG icon
1414
First Trust Natural Gas ETF
FCG
$632M
– –
-13,719
Closed -$231K
FDNI icon
1415
First Trust Dow Jones International Internet ETF
FDNI
$33.8M
– –
-5,166
Closed -$207K
FEMB icon
1416
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$354M
– –
-18,686
Closed -$609K
FFEB icon
1417
FT Vest US Equity Buffer ETF February
FFEB
$1.37B
– –
-6,930
Closed -$254K
FRI icon
1418
First Trust S&P REIT Index Fund
FRI
$195M
– –
-89,943
Closed -$2.54M
FSM icon
1419
Fortuna Silver Mines
FSM
$2.59B
– –
-133,399
Closed -$524K
IBMN
1420
DELISTED
iShares iBonds Dec 2025 Term Muni Bond ETF
IBMN
– –
-8,101
Closed -$226K
IGE icon
1421
iShares North American Natural Resources ETF
IGE
$747M
– –
-12,846
Closed -$377K
IT icon
1422
Gartner
IT
$9.41B
– –
-6,773
Closed -$2.06M
IVOL icon
1423
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
– –
-64,474
Closed -$1.8M
KOF icon
1424
Coca-Cola Femsa
KOF
$21.6B
– –
-10,444
Closed -$588K
LBTYA icon
1425
Liberty Global Class A
LBTYA
$3.31B
– –
-7,300
Closed -$218K
55 56
57
58 59

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.