We are live on ! Find out more
Sigma Planning Corp

Sigma Planning Corp Portfolio holdings

AUM $3.97B Turnover 17.8%
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$36.7M
Cap. Flow %
1.01%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2 years
Top 10 Avg Time Held Equity + Options
5.9 years
Top 20 Avg Time Held Equity + Options
4.4 years
Avg Time Held Equity only
4.2 years
Top 10 Avg Time Held Equity only
6 years
Top 20 Avg Time Held Equity only
4.8 years

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST icon
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Miscellaneous 59.83%
2 Technology 15.25%
3 Consumer Discretionary 4.18%
4 Financials 4.09%
5 Communication Services 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
ROAD icon
1376
Construction Partners
ROAD
$4.69B
– –
-7,890
Closed -$1M –
ROE icon
1377
Astoria US Quality Kings ETF
ROE
$288M
– –
-5,905
Closed -$204K –
SAM icon
1378
Boston Beer
SAM
$1.85B
– –
-980
Closed -$207K –
SAUG icon
1379
FT Vest US Small Cap Moderate Buffer ETF August
SAUG
$124M
– –
-15,156
Closed -$380K –
SE icon
1380
Sea Limited
SE
$57.8B
– –
-1,394
Closed -$249K –
SFM icon
1381
Sprouts Farmers Market
SFM
$6.11B
– –
-1,907
Closed -$207K –
SNPS icon
1382
Synopsys
SNPS
$86.5B
– –
-514
Closed -$254K –
SONY icon
1383
Sony
SONY
$145B
– –
-7,412
Closed -$213K –
SWBI icon
1384
Smith & Wesson
SWBI
$626M
– –
-10,257
Closed -$102K –
SWKS icon
1385
Skyworks Solutions
SWKS
$18.8B
– –
-2,871
Closed -$221K –
TLRY icon
1386
Tilray
TLRY
$454M
– –
-1,621
Closed -$28K –
TTD icon
1387
Trade Desk
TTD
$5.85B
– –
-8,214
Closed -$403K –
TW icon
1388
Tradeweb Markets
TW
$23.8B
– –
-8,921
Closed -$990K –
UAMY icon
1389
United States Antimony
UAMY
$427M
– –
-14,960
Closed -$92.8K –
UI icon
1390
Ubiquiti
UI
$36.4B
– –
-1,357
Closed -$896K –
UJUN icon
1391
Innovator US Equity Ultra Buffer ETF June
UJUN
$187M
– –
-23,927
Closed -$878K –
USFD icon
1392
US Foods
USFD
$21.9B
– –
-6,422
Closed -$492K –
VITL icon
1393
Vital Farms
VITL
$355M
– –
-22,651
Closed -$932K –
VRSN icon
1394
VeriSign
VRSN
$27.2B
– –
-760
Closed -$213K –
VSS icon
1395
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.3B
– –
-1,816
Closed -$259K –
VTWG icon
1396
Vanguard Russell 2000 Growth ETF
VTWG
$1.36B
– –
-4,015
Closed -$939K –
XTRE icon
1397
BondBloxx Bloomberg Three Year Target Duration US Treasury ETF
XTRE
$146M
– –
-4,362
Closed -$217K –
YMAR icon
1398
FT Vest International Equity Moderate Buffer ETF March
YMAR
$165M
– –
-14,200
Closed -$373K –
AS icon
1399
Amer Sports
AS
$17.3B
– –
-17,060
Closed -$593K –
SFEB icon
1400
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$126M
– –
-16,629
Closed -$379K –
53 54 55
56
57

Similar funds

Potomac Fund Management
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
New Mexico Educational Retirement Board
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CapitalatWork SA
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
Achmea Investment Management
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
Avantax Planning Partners
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
Sanibel Captiva Trust Company
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.