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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPGN
1376
DELISTED
OpGen, Inc
OPGN
$13K ﹤0.01%
+63
New +$20.8K
REED
1377
DELISTED
Reeds, Inc. Common Stock
REED
$10K ﹤0.01%
555
-9
-2% -$233
AMPE
1378
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$9K ﹤0.01%
+54
New +$20.1K
ITRM
1379
DELISTED
Iterum Therapeutics
ITRM
$5K ﹤0.01%
767
– –
VANIW
1380
DELISTED
Vivani Medical, Inc. Warrants expiring 03/14/2024
VANIW
$5K ﹤0.01%
19,056
– –
RMTI icon
1381
Rockwell Medical
RMTI
$26.2M
$4K ﹤0.01%
98
-53
-35% -$2.84K
ACTG icon
1382
Acacia Research
ACTG
$450M
– –
-10,700
Closed -$73K
AEF
1383
abrdn Emerging Markets Equity Income Fund
AEF
$348M
– –
-13,277
Closed -$110K
APTV icon
1384
Aptiv
APTV
$12B
– –
-1,536
Closed -$229K
ASAN icon
1385
Asana
ASAN
$1.58B
– –
-2,489
Closed -$258K
ATR icon
1386
AptarGroup
ATR
$8.45B
– –
-1,925
Closed -$230K
AVK
1387
Advent Convertible and Income Fund
AVK
$544M
– –
-10,883
Closed -$191K
AZTA icon
1388
Azenta
AZTA
$1.26B
– –
-3,454
Closed -$354K
BFH icon
1389
Bread Financial
BFH
$4.21B
– –
-2,779
Closed -$224K
BGFV
1390
DELISTED
Big 5 Sporting Goods
BGFV
– –
-8,955
Closed -$206K
BILL icon
1391
BILL Holdings
BILL
$4.33B
– –
-4,803
Closed -$1.28M
BLFS icon
1392
BioLife Solutions
BLFS
$1.46B
– –
-4,850
Closed -$205K
BLMN icon
1393
Bloomin' Brands
BLMN
$680M
– –
-9,740
Closed -$244K
BRY
1394
DELISTED
Berry Corp
BRY
– –
-24,080
Closed -$174K
BZUN
1395
Baozun
BZUN
$144M
– –
-23,007
Closed -$403K
CAR icon
1396
Avis
CAR
$5.63B
– –
-5,115
Closed -$596K
CCJ icon
1397
Cameco
CCJ
$38.3B
– –
-28,999
Closed -$630K
CHWY icon
1398
Chewy
CHWY
$8.54B
– –
-3,210
Closed -$219K
CMRE icon
1399
Costamare
CMRE
$1.9B
– –
-36,896
Closed -$572K
COMB icon
1400
GraniteShares Bloomberg Commodity Broad Strategy No K-1 ETF
COMB
$135M
– –
-11,241
Closed -$338K
54 55
56
57 58

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.