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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-4.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.62B
AUM Growth
-$254M
(-8.8%)
Cap. Flow
-$114M
Cap. Flow
% of AUM
-4.33%
Top 10 Holdings %
Top 10 Hldgs %
20.41%
Holding
1,363
New
75
Increased
591
Reduced
553
Closed
102
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$18.1M |
| 2 |
PepsiCo
PEP
|
+$8.37M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$7.73M |
| 4 |
Innovator Power Buffer Step-Up Strategy ETF
PSTP
|
+$4.94M |
| 5 |
Innovator Defined Wealth Shield ETF
BALT
|
+$4.86M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
SPDR Gold Trust
GLD
|
+$8.96M |
| 2 |
Invesco DB US Dollar Index Bullish Fund
UUP
|
+$6.66M |
| 3 |
First Trust Global Tactical Commodity Strategy Fund
FTGC
|
+$6.62M |
| 4 |
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
|
+$6.14M |
| 5 |
Pacer Swan SOS Fund of Funds ETF
PSFF
|
+$4.28M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.92% |
| 2 | Healthcare | 5.17% |
| 3 | Consumer Discretionary | 4.8% |
| 4 | Financials | 4.33% |
| 5 | Consumer Staples | 3.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
Zillow
Z
$7.04B
| – | – |
-7,065
| Closed | -$224K |
|
|
BECN
1352
DELISTED
Beacon Roofing Supply, Inc.
BECN
| – | – |
-14,473
| Closed | -$743K |
|
|
LTHM
1353
DELISTED
Livent Corporation
LTHM
| – | – |
-15,736
| Closed | -$357K |
|
|
PNT
1354
DELISTED
POINT Biopharma Global Inc. Common Stock
PNT
| – | – |
-19,480
| Closed | -$133K |
|
|
JPS
1355
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| – | – |
-34,471
| Closed | -$250K |
|
|
ROCC
1356
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
| – | – |
-9,875
| Closed | -$325K |
|
|
AUY
1357
DELISTED
Yamana Gold, Inc.
AUY
| – | – |
-59,646
| Closed | -$277K |
|
|
Y
1358
DELISTED
Alleghany Corp
Y
| – | – |
-423
| Closed | -$352K |
|
|
VANIW
1359
DELISTED
Vivani Medical, Inc. Warrants expiring 03/14/2024
VANIW
| – | – |
-19,056
| Closed | -$5K |
|
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Sigma Planning Corp's Q3 2022 Portfolio in Review
As of Q3 2022, Sigma Planning Corp held 1,363 positions worth $2.62B, down 8.8% from $2.88B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp withdrew a net $114M in Q3 2022, closing 102 positions and reducing 553 holdings. Its most notable exit was Pacer Swan SOS Fund of Funds ETF, an estimated $4.28M position sold in full.
By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in iShares 1-3 Year Treasury Bond ETF worth $17.8M.
- Sigma Planning Corp's largest Q3 2022 buy was iShares 1-3 Year Treasury Bond ETF: 219,466 shares worth $17.8M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2022, an estimated $7.73M increase.
- Sigma Planning Corp's biggest Q3 2022 reduction was SPDR Gold Trust, cutting an estimated $8.96M.
- Sigma Planning Corp fully exited Pacer Swan SOS Fund of Funds ETF in Q3 2022, selling an estimated $4.28M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $2.62B portfolio in Q3 2022.
- Sigma Planning Corp opened 75 new positions and closed 102 in Q3 2022.
- Sigma Planning Corp's portfolio value fell 8.8% quarter-over-quarter to $2.62B.
Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.