SPC

Sigma Planning Corp Portfolio holdings

AUM $3.33B
1-Year Return 17.21%
This Quarter Return
+8.61%
1 Year Return
+17.21%
3 Year Return
+65.27%
5 Year Return
+117.04%
10 Year Return
+263.51%
AUM
$3.57B
AUM Growth
+$279M
Cap. Flow
+$66.5M
Cap. Flow %
1.86%
Top 10 Hldgs %
21.55%
Holding
1,490
New
136
Increased
687
Reduced
499
Closed
127

Top Buys

1
IVV icon
iShares Core S&P 500 ETF
IVV
$13.7M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
$9.51M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
$9.21M
4
QQQ icon
Invesco QQQ Trust
QQQ
$9.06M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
$8.43M

Top Sells

1
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
$6.83M
2
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$6.08M
3
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
$5.94M
4
CROX icon
Crocs
CROX
$5.89M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
$5.7M

Sector Composition

1 Technology 12.48%
2 Consumer Discretionary 5.68%
3 Healthcare 4.57%
4 Financials 4.46%
5 Communication Services 3.96%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CRBP icon
1351
Corbus Pharmaceuticals
CRBP
$121M
$20K ﹤0.01%
1,067
– –
AYTU icon
1352
AYTU BioPharma
AYTU
$20.2M
$14K ﹤0.01%
506
+5
+1% +$138
GSAT icon
1353
Globalstar
GSAT
$3.96B
$13K ﹤0.01%
753
-68
-8% -$1.17K
OPGN
1354
DELISTED
OpGen, Inc
OPGN
$13K ﹤0.01%
+63
New +$13K
REED
1355
DELISTED
Reeds, Inc. Common Stock
REED
$10K ﹤0.01%
555
-9
-2% -$162
AMPE
1356
DELISTED
Ampio Pharmaceuticals Inc.
AMPE
$9K ﹤0.01%
+54
New +$9K
ITRM icon
1357
Iterum Therapeutics
ITRM
$30.3M
$5K ﹤0.01%
767
– –
VANIW
1358
DELISTED
Vivani Medical, Inc. Warrants expiring 03/14/2024
VANIW
$5K ﹤0.01%
19,056
– –
RMTI icon
1359
Rockwell Medical
RMTI
$55.8M
$4K ﹤0.01%
983
-527
-35% -$2.14K
ACTG icon
1360
Acacia Research
ACTG
$318M
– –
-10,700
Closed -$73K
AEF
1361
abrdn Emerging Markets Equity Income Fund
AEF
$251M
– –
-13,277
Closed -$110K
APTV icon
1362
Aptiv
APTV
$17.5B
– –
-1,536
Closed -$229K
ASAN icon
1363
Asana
ASAN
$3.18B
– –
-2,489
Closed -$258K
ATR icon
1364
AptarGroup
ATR
$9.13B
– –
-1,925
Closed -$230K
AVK
1365
Advent Convertible and Income Fund
AVK
$551M
– –
-10,883
Closed -$191K
AZTA icon
1366
Azenta
AZTA
$1.39B
– –
-3,454
Closed -$354K
BFH icon
1367
Bread Financial
BFH
$3.09B
– –
-2,779
Closed -$224K
BGFV icon
1368
Big 5 Sporting Goods
BGFV
$32.8M
– –
-8,955
Closed -$206K
BILL icon
1369
BILL Holdings
BILL
$5.24B
– –
-4,803
Closed -$1.28M
BLFS icon
1370
BioLife Solutions
BLFS
$1.27B
– –
-4,850
Closed -$205K
BLMN icon
1371
Bloomin' Brands
BLMN
$605M
– –
-9,740
Closed -$244K
BRY icon
1372
Berry Corp
BRY
$249M
– –
-24,080
Closed -$174K
BZUN
1373
Baozun
BZUN
$207M
– –
-23,007
Closed -$403K
CAR icon
1374
Avis
CAR
$5.5B
– –
-5,115
Closed -$596K
CCJ icon
1375
Cameco
CCJ
$33B
– –
-28,999
Closed -$630K
53 54
55
56 57