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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
(+7.9%)
Cap. Flow
+$39.7M
Cap. Flow
% of AUM
1.11%
Top 10 Holdings %
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$13.3M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$9.52M |
| 3 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$9.26M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$8.8M |
| 5 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$8.22M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Crocs
CROX
|
+$7.08M |
| 2 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.67M |
| 3 |
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
|
+$6.59M |
| 4 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$5.87M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$5.77M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.36% |
| 2 | Consumer Discretionary | 5.65% |
| 3 | Healthcare | 4.55% |
| 4 | Financials | 4.46% |
| 5 | Communication Services | 3.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
FAX
1351
abrdn Asia-Pacific Income Fund
FAX
$590M
| $59K | ﹤0.01% |
2,595
+210
| +9% | +$5.13K |
|
1352
Immersion
IMMR
$216M
| $58K | ﹤0.01% |
+10,150
| New | +$66.8K |
|
1353
Aqua Metals
AQMS
$9.63M
| $50K | ﹤0.01% |
205
| – | – |
|
|
CYPH
1354
Cypherpunk Technologies Inc
CYPH
$66.2M
| $50K | ﹤0.01% |
+1,550
| New | +$43K |
|
|
AGEN
1355
CALL
Agenus
AGEN
$249M
| $44K | ﹤0.01% |
703
+112
| +19% | +$8.83K |
|
|
AGEN
1356
Agenus
AGEN
$249M
| $44K | ﹤0.01% |
703
-102
| -13% | -$8.04K |
|
1357
Clover Health Investments
CLOV
$2.28B
| $44K | ﹤0.01% |
+11,950
| New | +$73.3K |
|
|
ONCT
1358
DELISTED
Oncternal Therapeutics, Inc. Common Stock
ONCT
| $44K | ﹤0.01% |
976
+367
| +60% | +$24.7K |
|
1359
Arbutus Biopharma
ABUS
$865M
| $43K | ﹤0.01% |
11,000
| – | – |
|
1360
Transocean
RIG
$5.92B
| $40K | ﹤0.01% |
14,598
-351
| -2% | -$1.19K |
|
|
STEX
1361
Streamex Corp
STEX
$76.7M
| $39K | ﹤0.01% |
1,750
-650
| -27% | -$17.9K |
|
|
NNDM
1362
Nano Dimension
NNDM
$309M
| $38K | ﹤0.01% |
10,007
-1,870
| -16% | -$9.49K |
|
1363
Euro Tech Holdings
CLWT
$11.6M
| $37K | ﹤0.01% |
17,534
-4,374
| -20% | -$9.82K |
|
|
CLVS
1364
DELISTED
Clovis Oncology, Inc.
CLVS
| $36K | ﹤0.01% |
+13,249
| New | +$49K |
|
1365
Exicure
XCUR
$11.2M
| $34K | ﹤0.01% |
1,131
+1,018
| +901% | +$118K |
|
|
LOGC
1366
DELISTED
ContextLogic
LOGC
| $33K | ﹤0.01% |
350
-355
| -50% | -$47.1K |
|
|
HIVE
1367
HIVE Digital Technologies
HIVE
$792M
| $29K | ﹤0.01% |
+2,221
| New | +$38.2K |
|
|
PLG
1368
Platinum Group Metals
PLG
$164M
| $29K | ﹤0.01% |
18,500
+2,000
| +12% | +$4.55K |
|
|
ZOM
1369
DELISTED
Zomedica Corp.
ZOM
| $29K | ﹤0.01% |
94,450
+10,000
| +12% | +$4.5K |
|
1370
Evogene
EVGN
$6.57M
| $27K | ﹤0.01% |
1,671
-340
| -17% | -$7.71K |
|
|
NGD
1371
DELISTED
New Gold Inc
NGD
| $21K | ﹤0.01% |
+13,730
| New | +$19.8K |
|
1372
Corbus Pharmaceuticals
CRBP
$170M
| $20K | ﹤0.01% |
1,067
| – | – |
|
1373
AYTU BioPharma
AYTU
$23.2M
| $14K | ﹤0.01% |
506
+5
| +1% | +$216 |
|
1374
Globalstar
GSAT
$10.2B
| $13K | ﹤0.01% |
753
-68
| -8% | -$1.49K |
|
|
SOS
1375
CALL
SOS Limited
SOS
$18.2M
| $13K | ﹤0.01% |
21
-10
| -32% | -$12.2K |
|
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Sigma Planning Corp's Q4 2021 Portfolio in Review
As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
- Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
- Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
- Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
- Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.
Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.