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Sigma Planning Corp

Sigma Planning Corp Portfolio holdings

AUM $3.97B Turnover 17.8%
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$36.7M
Cap. Flow %
1.01%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2 years
Top 10 Avg Time Held Equity + Options
5.9 years
Top 20 Avg Time Held Equity + Options
4.4 years
Avg Time Held Equity only
4.2 years
Top 10 Avg Time Held Equity only
6 years
Top 20 Avg Time Held Equity only
4.8 years

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST icon
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Miscellaneous 59.83%
2 Technology 15.25%
3 Consumer Discretionary 4.18%
4 Financials 4.09%
5 Communication Services 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
FCOR icon
1326
Fidelity Corporate Bond ETF
FCOR
$348M
– –
-4,590
Closed -$220K –
FDT icon
1327
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.37B
– –
-6,426
Closed -$484K –
FEM icon
1328
First Trust Emerging Markets AlphaDEX Fund
FEM
$792M
– –
-8,262
Closed -$224K –
FFIV icon
1329
F5
FFIV
$25B
– –
-2,341
Closed -$757K –
FISV icon
1330
Fiserv Inc
FISV
$25.3B
– –
-5,759
Closed -$742K –
FINV icon
1331
FinVolution Group
FINV
$739M
– –
-11,000
Closed -$81.1K –
FLRG icon
1332
Fidelity US Multifactor ETF
FLRG
$293M
– –
-22,345
Closed -$859K –
FMF icon
1333
First Trust Managed Futures Strategy Fund
FMF
$285M
– –
-9,666
Closed -$471K –
FTXN icon
1334
First Trust Nasdaq Oil & Gas ETF
FTXN
$1.16B
– –
-21,301
Closed -$606K –
FTXO icon
1335
First Trust Nasdaq Bank ETF
FTXO
$250M
– –
-6,005
Closed -$214K –
FUMB icon
1336
First Trust Ultra Short Duration Municipal ETF
FUMB
$254M
– –
-23,352
Closed -$469K –
FUTU icon
1337
Futu Holdings
FUTU
$14.8B
– –
-1,300
Closed -$226K –
GMAY icon
1338
FT Vest US Equity Moderate Buffer ETF May
GMAY
$444M
– –
-17,148
Closed -$694K –
GWRE icon
1339
Guidewire Software
GWRE
$13.8B
– –
-2,151
Closed -$494K –
HIG icon
1340
Hartford Financial Services
HIG
$36.6B
– –
-1,502
Closed -$200K –
HPQ icon
1341
HP
HPQ
$27.1B
– –
-8,335
Closed -$227K –
HYFI icon
1342
AB High Yield ETF
HYFI
$352M
– –
-5,533
Closed -$210K –
IAF icon
1343
abrdn Australia Equity Fund
IAF
$120M
– –
-4,033
Closed -$55.5K –
IBDQ icon
1344
DELISTED
iShares iBonds Dec 2025 Term Corporate ETF
IBDQ
– –
-45,486
Closed -$1.15M –
IBHF icon
1345
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$650M
– –
-10,791
Closed -$252K –
IBHE icon
1346
DELISTED
iShares iBonds 2025 Term High Yield and Income ETF
IBHE
– –
-19,439
Closed -$451K –
IBP icon
1347
Installed Building Products
IBP
$4.94B
– –
-3,166
Closed -$781K –
IBTF icon
1348
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
– –
-10,277
Closed -$240K –
IBTG icon
1349
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$1.92B
– –
-11,771
Closed -$270K –
JGRO icon
1350
JPMorgan Active Growth ETF
JGRO
$9.73B
– –
-14,593
Closed -$1.37M –
52 53
54
55 56

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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.