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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EZPW icon
1326
Ezcorp Inc
EZPW
$1.82B
$97K ﹤0.01%
13,102
-56
-0.4% -$425
PSCE icon
1327
Invesco S&P SmallCap Energy ETF
PSCE
$101M
$96K ﹤0.01%
+2,755
New +$107K
SER icon
1328
Serina Therapeutics
SER
$31M
$96K ﹤0.01%
2,508
– –
OXSQ icon
1329
Oxford Square Capital
OXSQ
$151M
$94K ﹤0.01%
23,029
-1,016
-4% -$4.23K
HUT
1330
Hut 8
HUT
$12.4B
$93K ﹤0.01%
+2,361
New +$133K
ELMS
1331
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$85K ﹤0.01%
12,148
– –
PNT
1332
DELISTED
POINT Biopharma Global Inc. Common Stock
PNT
$83K ﹤0.01%
14,815
-7,050
-32% -$52.9K
JQC icon
1333
Nuveen Credit Strategies Income Fund
JQC
$702M
$82K ﹤0.01%
+12,710
New +$82.5K
IVR icon
1334
Invesco Mortgage Capital
IVR
$776M
$80K ﹤0.01%
2,869
+2
+0.1% +$62
MBRX icon
1335
Moleculin Biotech
MBRX
$15M
$80K ﹤0.01%
+115
New +$102K
TCRT icon
1336
Alaunos Therapeutics
TCRT
$4.74M
$80K ﹤0.01%
487
+118
+32% +$25.9K
KGC icon
1337
Kinross Gold
KGC
$28.5B
$78K ﹤0.01%
+13,353
New +$79.8K
SQFT icon
1338
Presidio Property Trust
SQFT
$77K ﹤0.01%
1,976
-759
-28% -$29K
VVR icon
1339
Invesco Senior Income Trust
VVR
$456M
$75K ﹤0.01%
17,206
+324
+2% +$1.44K
OPK icon
1340
Opko Health
OPK
$921M
$74K ﹤0.01%
15,402
– –
OGI
1341
Organigram Holdings
OGI
$132M
$70K ﹤0.01%
10,070
-1,900
-16% -$16.1K
SJT
1342
San Juan Basin Royalty Trust
SJT
$117M
$70K ﹤0.01%
11,480
+463
+4% +$2.9K
TTI icon
1343
TETRA Technologies
TTI
$1.23B
$70K ﹤0.01%
24,481
– –
KEEL
1344
Keel Infrastructure Corp
KEEL
$2.57B
$68K ﹤0.01%
+13,381
New +$82.6K
MNTS icon
1345
Momentus
MNTS
$88.7M
$68K ﹤0.01%
+1
New +$106K
ORC
1346
Orchid Island Capital
ORC
$1.31B
$63K ﹤0.01%
+2,800
New +$67.1K
SRNE
1347
CALL
DELISTED
Sorrento Therapeutics, Inc.
SRNE
$63K ﹤0.01%
13,500
-13,900
-51% -$86.3K
LYG icon
1348
Lloyds Banking Group
LYG
$87.4B
$62K ﹤0.01%
24,392
– –
NOK icon
1349
CALL
Nokia
NOK
$50.8B
$62K ﹤0.01%
10,000
– –
NSL
1350
DELISTED
NUVEEN SENIOR INCM FD
NSL
$61K ﹤0.01%
10,365
– –
52 53
54
55 56

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.