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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXSL icon
1301
Blackstone Secured Lending
BXSL
$5.41B
– –
-10,482
Closed -$322K
BYD icon
1302
Boyd Gaming
BYD
$6.47B
– –
-7,388
Closed -$578K
CAG icon
1303
Conagra Brands
CAG
$7.07B
– –
-10,124
Closed -$207K
CART icon
1304
Maplebear
CART
$9.92B
– –
-15,046
Closed -$681K
CAVA icon
1305
CAVA Group
CAVA
$7.22B
– –
-2,589
Closed -$218K
CDE icon
1306
Coeur Mining
CDE
$15.6B
– –
-33,598
Closed -$298K
CHKP icon
1307
Check Point Software Technologies
CHKP
$13.3B
– –
-1,042
Closed -$231K
CHTR icon
1308
Charter Communications
CHTR
$14.7B
– –
-935
Closed -$382K
CLBT icon
1309
Cellebrite
CLBT
$3.55B
– –
-24,000
Closed -$384K
CLOI icon
1310
VanEck CLO ETF
CLOI
$1.48B
– –
-4,398
Closed -$233K
CNQ icon
1311
Canadian Natural Resources
CNQ
$96.9B
– –
-11,761
Closed -$369K
CPNG icon
1312
Coupang
CPNG
$27.8B
– –
-16,413
Closed -$492K
CPRX
1313
DELISTED
Catalyst Pharmaceutical
CPRX
– –
-31,987
Closed -$694K
CROX icon
1314
Crocs
CROX
$6.69B
– –
-2,974
Closed -$301K
DAVE icon
1315
Dave Inc
DAVE
$5.12B
– –
-1,582
Closed -$425K
DUOL icon
1316
Duolingo
DUOL
$5.7B
– –
-648
Closed -$266K
EFIV icon
1317
State Street SPDR S&P 500 ESG ETF
EFIV
$1.06B
– –
-4,029
Closed -$236K
EMXC icon
1318
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
– –
-23,604
Closed -$1.49M
ESTC icon
1319
Elastic
ESTC
$6.1B
– –
-4,471
Closed -$377K
FESM icon
1320
Fidelity Enhanced Small Cap Core ETF
FESM
$5.93B
– –
-16,247
Closed -$520K
FLTR icon
1321
VanEck IG Floating Rate ETF
FLTR
$2.93B
– –
-27,924
Closed -$712K
FOVL
1322
DELISTED
iShares Focused Value Factor ETF
FOVL
– –
-12,046
Closed -$867K
FXG icon
1323
First Trust Consumer Staples AlphaDEX Fund
FXG
$231M
– –
-8,180
Closed -$518K
GNRC icon
1324
Generac Holdings
GNRC
$11.9B
– –
-1,474
Closed -$211K
GOGL
1325
DELISTED
Golden Ocean Group
GOGL
– –
-40,964
Closed -$300K
51 52
53
54 55

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Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.