Sigma Planning Corp’s State Street SPDR S&P 500 ESG ETF EFIV Stock Holding History

Sigma Planning Corp’s Portfolio EFIV Stock Details EFIV Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$221K	Sell	2,989 -22	-0.7%	-$1.62K	0.01%	1198
2026 Q2	$220K	Buy	+3,011	New	+$212K	0.01%	1279
2025 Q3	–	Sell	-4,029	Closed	-$236K	–	1317
2025 Q2	$236K	Sell	4,029 -3	-0.1%	-$163	0.01%	1100
2025 Q1	$216K	Buy	4,032 +22	+0.5%	+$1.24K	0.01%	1094
2024 Q4	$226K	Sell	4,010 -28	-0.7%	-$1.6K	0.01%	1037
2024 Q3	$225K	Sell	4,038 -106	-3%	-$5.71K	0.01%	1083
2024 Q2	$220K	Buy	+4,144	New	+$211K	0.01%	1044

Other funds holding EFIV

Tompkins Financial Ithaca, New York $1.42B AUM 19.14% 1-Year Est. Return

Gradient Investments Arden Hills, Minnesota $7B AUM 14.85% 1-Year Est. Return

Birchbrook Bangor, Maine $209M AUM 12.33% 1-Year Est. Return

Affiance Financial St. Louis Park, Minnesota $701M AUM 9.88% 1-Year Est. Return

MassMutual Private Wealth & Trust Windsor, Connecticut $3.79B AUM 19.33% 1-Year Est. Return

Armbruster Capital Management Pittsford, New York $666M AUM 15.92% 1-Year Est. Return

Richard P. Slaughter Associates Austin, Texas $506M AUM 14.83% 1-Year Est. Return

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

Veracity Capital Atlanta, Georgia $372M AUM 32.95% 1-Year Est. Return

Opulen Financial Group Arlington, Virginia $163M AUM 13.69% 1-Year Est. Return

Sigma Planning Corp's EFIV Position: Q3 2026 in Review

Sigma Planning Corp reduced its State Street SPDR S&P 500 ESG ETF (EFIV) stake by 0.73% in Q3 2026, selling an estimated $1.62K and leaving 2,989 shares worth $221K. The position accounts for 0.01% of the portfolio, ranked #1198.

Sigma Planning Corp first reported a position in EFIV in Q2 2024 and has held it in 7 quarters since. The position peaked at $236K in Q2 2025. 29 funds tracked by Wall St. Rank hold EFIV as of Q3 2026.

Sigma Planning Corp held 2,989 shares of State Street SPDR S&P 500 ESG ETF worth $221K as of Q3 2026.
Sigma Planning Corp sold 22 State Street SPDR S&P 500 ESG ETF shares in Q3 2026, an estimated $1.62K.
State Street SPDR S&P 500 ESG ETF made up 0.01% of Sigma Planning Corp's portfolio in Q3 2026, its #1198 holding.
Sigma Planning Corp first reported a position in State Street SPDR S&P 500 ESG ETF in Q2 2024 and has held it in 7 quarters since.
Sigma Planning Corp's State Street SPDR S&P 500 ESG ETF position peaked at $236K in Q2 2025.
29 funds tracked by Wall St. Rank held State Street SPDR S&P 500 ESG ETF as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.