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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+10.29%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.33B
AUM Growth
+$190M
Cap. Flow
-$26.9M
Cap. Flow %
-0.81%
Top 10 Hldgs %
25.91%
Holding
1,348
New
145
Increased
503
Reduced
571
Closed
104

Top Buys

Rank Stock Value
1
IDV icon
iShares International Select Dividend ETF
IDV
+$12.8M
2
AFLG icon
First Trust Active Factor Large Cap ETF
AFLG
+$4.17M
3
BFRZ
Innovator Equity Managed 100 Buffer ETF
BFRZ
+$3.79M
4
FLRT icon
Pacer Aristotle Pacific Floating Rate High Income ETF
FLRT
+$3.64M
5
ISEP icon
Innovator International Developed Power Buffer ETF September
ISEP
+$3.48M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$8.69M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$8.43M
3
MSFT icon
Microsoft
MSFT
+$7.06M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$5.98M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$5.71M

Sector Composition

Rank Sector Weight
1 Technology 14.19%
2 Financials 4.49%
3 Consumer Discretionary 4.4%
4 Healthcare 3.41%
5 Industrials 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOCT icon
1301
Innovator US Small Cap Power Buffer ETF October
KOCT
$143M
– –
-13,687
Closed -$401K
LEN icon
1302
Lennar Class A
LEN
$20.4B
– –
-2,596
Closed -$298K
LKQ icon
1303
LKQ Corp
LKQ
$6.58B
– –
-4,824
Closed -$205K
LONZ icon
1304
PIMCO Senior Loan Active Exchange-Traded Fund
LONZ
$576M
– –
-5,727
Closed -$289K
LTRN icon
1305
Lantern Pharma
LTRN
$35.1M
– –
-28,650
Closed -$101K
LULU icon
1306
CALL
lululemon athletica
LULU
$13B
– –
-20,000
Closed -$42K
LUNR icon
1307
Intuitive Machines
LUNR
$2.07B
– –
-10,415
Closed -$77.6K
LW icon
1308
Lamb Weston
LW
$6.82B
– –
-5,605
Closed -$299K
MASI
1309
DELISTED
Masimo
MASI
– –
-6,365
Closed -$1.06M
MCHI icon
1310
iShares MSCI China ETF
MCHI
$6.04B
– –
-7,001
Closed -$381K
NJAN icon
1311
Innovator Growth-100 Power Buffer ETF January
NJAN
$349M
– –
-4,747
Closed -$220K
NVDA icon
1312
PUT
NVIDIA
NVDA
$5.01T
– –
-10,900
Closed -$287K
OLED icon
1313
PUT
Universal Display
OLED
$3.71B
– –
-13,500
Closed -$46.3K
OXLC
1314
Oxford Lane Capital
OXLC
$830M
– –
-11,499
Closed -$271K
PCAR icon
1315
PACCAR
PCAR
$69.6B
– –
-2,133
Closed -$208K
PCN
1316
PIMCO Corporate & Income Strategy Fund
PCN
$870M
– –
-27,494
Closed -$375K
PCY icon
1317
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
– –
-10,750
Closed -$217K
PDM
1318
Piedmont Realty Trust
PDM
$1.22B
– –
-19,322
Closed -$142K
PZA icon
1319
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
– –
-10,457
Closed -$241K
QCOM icon
1320
CALL
Qualcomm
QCOM
$176B
– –
-20,000
Closed -$600
QFLR icon
1321
Innovator Nasdaq-100 Managed Floor ETF
QFLR
$520M
– –
-7,815
Closed -$211K
QGRW icon
1322
WisdomTree US Quality Growth Fund
QGRW
$2.59B
– –
-9,579
Closed -$421K
QSR icon
1323
Restaurant Brands International
QSR
$25.1B
– –
-4,352
Closed -$290K
QURE icon
1324
uniQure
QURE
$2.68B
– –
-46,150
Closed -$489K
RCKT icon
1325
Rocket Pharmaceuticals
RCKT
$348M
– –
-23,575
Closed -$157K
50 51 52
53
54

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Sigma Planning Corp's Q2 2025 Portfolio in Review

As of Q2 2025, Sigma Planning Corp held 1,348 positions worth $3.33B, up 6.1% from $3.14B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q2 2025 filing shows 145 new, 503 increased, 571 reduced and 104 closed positions. Its largest new stake was Innovator Equity Managed 100 Buffer ETF: 150,033 shares worth $3.81M. The largest sale was Apple, an estimated $8.69M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, up from 13% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q2 2025 buy was Innovator Equity Managed 100 Buffer ETF: 150,033 shares worth $3.81M.
  • Sigma Planning Corp added most to iShares International Select Dividend ETF in Q2 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q2 2025 reduction was Apple, cutting an estimated $8.69M.
  • Sigma Planning Corp fully exited iShares Yield Optimized Bond ETF in Q2 2025, selling an estimated $4.91M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.33B portfolio in Q2 2025.
  • Sigma Planning Corp opened 145 new positions and closed 104 in Q2 2025.
  • Sigma Planning Corp's portfolio value rose 6.1% quarter-over-quarter to $3.33B.

Based on Sigma Planning Corp's 13F filing for Q2 2025, filed 5 Aug 2025.