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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
(+7.9%)
Cap. Flow
+$39.7M
Cap. Flow
% of AUM
1.11%
Top 10 Holdings %
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$13.3M |
| 2 |
First Trust Enhanced Short Maturity ETF
FTSM
|
+$9.52M |
| 3 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$9.26M |
| 4 |
Invesco QQQ Trust
QQQ
|
+$8.8M |
| 5 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$8.22M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Crocs
CROX
|
+$7.08M |
| 2 |
First Trust Large Cap Core AlphaDEX Fund
FEX
|
+$6.67M |
| 3 |
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
|
+$6.59M |
| 4 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$5.87M |
| 5 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$5.77M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 12.36% |
| 2 | Consumer Discretionary | 5.65% |
| 3 | Healthcare | 4.55% |
| 4 | Financials | 4.46% |
| 5 | Communication Services | 3.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
SWN
1301
DELISTED
Southwestern Energy Company
SWN
| $152K | ﹤0.01% |
32,550
+925
| +3% | +$4.61K |
|
1302
iShares US Oil Equipment & Services ETF
IEZ
$367M
| $151K | ﹤0.01% |
11,727
-759
| -6% | -$10.6K |
|
1303
Liquidia Corp
LQDA
$7.67B
| $150K | ﹤0.01% |
30,725
+16,895
| +122% | +$67.4K |
|
1304
Rocket Companies
RKT
$36.9B
| $143K | ﹤0.01% |
10,246
-3,585
| -26% | -$57.1K |
|
1305
Lantern Pharma
LTRN
$35.1M
| $140K | ﹤0.01% |
+17,600
| New | +$161K |
|
1306
Angi Inc
ANGI
$224M
| $136K | ﹤0.01% |
1,475
| – | – |
|
1307
Gevo
GEVO
$397M
| $134K | ﹤0.01% |
31,300
+4,400
| +16% | +$27K |
|
|
RWT
1308
Redwood Trust
RWT
$616M
| $132K | ﹤0.01% |
10,000
| – | – |
|
|
CGC
1309
Canopy Growth
CGC
$375M
| $128K | ﹤0.01% |
1,471
-180
| -11% | -$21.4K |
|
1310
IN8bio
INAB
$11.5M
| $126K | ﹤0.01% |
+953
| New | +$188K |
|
|
MFA
1311
MFA Financial
MFA
$929M
| $122K | ﹤0.01% |
6,675
+20
| +0.3% | +$364 |
|
1312
Sabre
SABR
$656M
| $121K | ﹤0.01% |
14,079
+1,000
| +8% | +$9.59K |
|
1313
Global X SuperIncome Preferred ETF
SPFF
$139M
| $120K | ﹤0.01% |
+10,270
| New | +$121K |
|
1314
SiriusXM
SIRI
$10B
| $119K | ﹤0.01% |
1,872
-178
| -9% | -$11.1K |
|
1315
BlackBerry
BB
$5.01B
| $118K | ﹤0.01% |
12,621
+25
| +0.2% | +$250 |
|
1316
Coeur Mining
CDE
$15.6B
| $116K | ﹤0.01% |
22,992
-80,621
| -78% | -$485K |
|
1317
Tilray
TLRY
$479M
| $116K | ﹤0.01% |
1,655
-157
| -9% | -$15.8K |
|
|
IGR
1318
CBRE Global Real Estate Income Fund
IGR
$712M
| $115K | ﹤0.01% |
11,795
-2,257
| -16% | -$20.6K |
|
|
ESTE
1319
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
| $114K | ﹤0.01% |
+10,440
| New | +$111K |
|
|
IAF
1320
abrdn Australia Equity Fund
IAF
$120M
| $108K | ﹤0.01% |
5,974
+2,034
| +52% | +$36.8K |
|
|
TWO
1321
Two Harbors Investment
TWO
$1.27B
| $106K | ﹤0.01% |
4,584
+295
| +7% | +$7.36K |
|
1322
Nuveen Floating Rate Income Fund
JFR
$1.23B
| $105K | ﹤0.01% |
10,300
-48
| -0.5% | -$490 |
|
1323
Nokia
NOK
$50.8B
| $102K | ﹤0.01% |
16,403
-1,562
| -9% | -$9.11K |
|
|
MVO
1324
MV Oil Trust
MVO
$6.85M
| $99K | ﹤0.01% |
11,223
+475
| +4% | +$4.04K |
|
1325
Outdoor Holding Co
POWW
$239M
| $99K | ﹤0.01% |
18,200
-800
| -4% | -$4.89K |
|
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Sigma Planning Corp's Q4 2021 Portfolio in Review
As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.
- Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
- Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
- Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
- Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
- Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.
Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.