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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PRFT
1276
DELISTED
Perficient Inc
PRFT
$203K 0.01%
+1,570
New +$207K
PWR icon
1277
Quanta Services
PWR
$93.9B
$202K 0.01%
1,762
-39
-2% -$4.5K
RSPS icon
1278
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$249M
$202K 0.01%
+5,940
New +$190K
TOKE
1279
DELISTED
Cambria Cannabis ETF
TOKE
$202K 0.01%
16,290
+1,346
+9% +$17.9K
HAACU
1280
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$202K 0.01%
20,200
-5,650
-22% -$56.7K
AGOX icon
1281
Adaptive Alpha Opportunities ETF
AGOX
$376M
$200K 0.01%
+7,879
New +$204K
SRVR icon
1282
Pacer Data & Infrastructure Real Estate ETF
SRVR
$379M
$200K 0.01%
+4,630
New +$188K
AOD
1283
abrdn Total Dynamic Dividend Fund
AOD
$1.1B
$198K 0.01%
19,341
-2,130
-10% -$21.3K
SWBI icon
1284
Smith & Wesson
SWBI
$655M
$198K 0.01%
11,137
-3,913
-26% -$80.8K
EFC
1285
Ellington Financial
EFC
$1.68B
$195K 0.01%
+11,412
New +$203K
FCEL icon
1286
FuelCell Energy
FCEL
$1.7B
$195K 0.01%
1,250
+86
+7% +$20.3K
HPS
1287
John Hancock Preferred Income Fund III
HPS
$458M
$195K 0.01%
10,378
-2,408
-19% -$46K
GF
1288
New Germany Fund
GF
$184M
$192K 0.01%
12,985
– –
VOD icon
1289
Vodafone
VOD
$34.9B
$189K 0.01%
12,657
-3,449
-21% -$52.6K
ETB
1290
Eaton Vance Tax-Managed Buy-Write Income Fund
ETB
$449M
$183K 0.01%
10,711
+439
+4% +$7.29K
RITM icon
1291
Rithm Capital
RITM
$5.09B
$182K 0.01%
17,027
-1,278
-7% -$14.3K
NAD icon
1292
Nuveen Quality Municipal Income Fund
NAD
$2.71B
$180K 0.01%
11,190
+87
+0.8% +$1.36K
EFR
1293
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$178K 0.01%
12,082
+8
+0.1% +$120
GOGL
1294
DELISTED
Golden Ocean Group
GOGL
$177K ﹤0.01%
19,010
+4,057
+27% +$36.8K
YOLO icon
1295
AdvisorShares Pure Cannabis ETF
YOLO
$29.9M
$174K ﹤0.01%
13,417
-4,710
-26% -$70.5K
GAB icon
1296
Gabelli Equity Trust
GAB
$1.74B
$169K ﹤0.01%
23,569
+333
+1% +$2.34K
NVTA
1297
DELISTED
Invitae Corporation
NVTA
$168K ﹤0.01%
11,003
-19,025
-63% -$412K
CIM
1298
Chimera Investment
CIM
$1.05B
$161K ﹤0.01%
3,568
-167
-4% -$7.9K
NID
1299
DELISTED
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
$159K ﹤0.01%
10,638
+438
+4% +$6.51K
ADAM
1300
Adamas Trust
ADAM
$777M
$153K ﹤0.01%
10,264
+5,385
+110% +$88.2K
50 51
52
53 54

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.