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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLSK icon
1251
CleanSpark
CLSK
$3.16B
$125K ﹤0.01%
12,333
-425
-3% -$6.37K
BSCQ icon
1252
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.57B
$123K ﹤0.01%
15,868
-33
-0.2% -$646
FLO icon
1253
Flowers Foods
FLO
$1.57B
$120K ﹤0.01%
+11,066
New +$128K
CX icon
1254
Cemex
CX
$16.3B
$118K ﹤0.01%
+10,252
New +$106K
RCAT icon
1255
Red Cat Holdings
RCAT
$1.4B
$118K ﹤0.01%
14,834
– –
EFT
1256
Eaton Vance Floating-Rate Income Trust
EFT
$288M
$113K ﹤0.01%
10,034
+28
+0.3% +$321
MARA icon
1257
Marathon Digital Holdings
MARA
$3.9B
$107K ﹤0.01%
11,924
+1,320
+12% +$19.5K
SERV
1258
Serve Robotics
SERV
$432M
$105K ﹤0.01%
+10,146
New +$122K
NIM icon
1259
Nuveen Select Maturities Municipal Fund
NIM
$117M
$101K ﹤0.01%
10,900
+426
+4% +$3.97K
PSEC icon
1260
Prospect Capital
PSEC
$1.17B
$98.2K ﹤0.01%
37,925
-1,108
-3% -$2.96K
WU icon
1261
Western Union
WU
$2.21B
$97.5K ﹤0.01%
10,473
-37
-0.4% -$327
PFLT icon
1262
PennantPark Floating Rate Capital
PFLT
$746M
$97.3K ﹤0.01%
10,495
– –
BTG icon
1263
B2Gold
BTG
$6.64B
$94.7K ﹤0.01%
21,000
-4,700
-18% -$21.9K
TWI icon
1264
Titan International
TWI
$475M
$94.5K ﹤0.01%
12,069
– –
SCWO icon
1265
374Water
SCWO
$37.6M
$92.5K ﹤0.01%
45,353
+11,764
+35% +$39.8K
MPT
1266
Medical Properties Trust
MPT
$2.81B
$91.4K ﹤0.01%
18,277
-475
-3% -$2.47K
CIK
1267
Credit Suisse Asset Management Income Fund
CIK
$134M
$89K ﹤0.01%
31,435
– –
SPY icon
1268
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$88.6K ﹤0.01%
24,600
+700
+3% +$473K
IGR
1269
CBRE Global Real Estate Income Fund
IGR
$713M
$87.2K ﹤0.01%
19,920
-42
-0.2% -$198
XRX icon
1270
Xerox
XRX
$425M
$86.2K ﹤0.01%
36,344
+7,978
+28% +$23.6K
GAB icon
1271
Gabelli Equity Trust
GAB
$1.79B
$80.5K ﹤0.01%
13,047
+53
+0.4% +$322
NAT icon
1272
Nordic American Tanker
NAT
$1.37B
$78.3K ﹤0.01%
22,759
-8,015
-26% -$28.3K
XFLT
1273
XAI Floating Rate & Alternative Income Trust
XFLT
$289M
$72.2K ﹤0.01%
+2,528
New +$60.8K
BBAI icon
1274
BigBear.ai
BBAI
$1.57B
$68K ﹤0.01%
12,600
-3,500
-22% -$22.9K
BBD icon
1275
Banco Bradesco
BBD
$36.7B
$66.2K ﹤0.01%
19,477
+14
+0.1% +$48
49 50
51
52 53

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.