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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
(+5.8%)
Cap. Flow
-$72.1M
Cap. Flow
% of AUM
-2.05%
Top 10 Holdings %
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
|
+$4.27M |
| 2 |
First Trust Rising Dividend Achievers ETF
RDVY
|
+$3.77M |
| 3 |
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
|
+$3.58M |
| 4 |
Chevron
CVX
|
+$3.38M |
| 5 |
Invesco S&P 500 Momentum ETF
SPMO
|
+$3.08M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$12.9M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$9.65M |
| 3 |
Pacer US Cash Cows 100 ETF
COWZ
|
+$8.83M |
| 4 |
AbbVie
ABBV
|
+$8.72M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$7.83M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 15.65% |
| 2 | Financials | 4.45% |
| 3 | Consumer Discretionary | 4.26% |
| 4 | Industrials | 3.55% |
| 5 | Communication Services | 3.45% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1251
Redwire
RDW
$2.08B
| $102K | ﹤0.01% |
+11,364
| New | +$133K |
|
1252
Smith & Wesson
SWBI
$655M
| $102K | ﹤0.01% |
10,257
+46
| +0.5% | +$393 |
|
1253
Nuveen Select Maturities Municipal Fund
NIM
$117M
| $97K | ﹤0.01% |
10,474
| – | – |
|
1254
Nordic American Tanker
NAT
$1.37B
| $96.6K | ﹤0.01% |
30,774
-3,249
| -10% | -$9.59K |
|
1255
374Water
SCWO
$37.8M
| $96.4K | ﹤0.01% |
33,589
+3,200
| +11% | +$8.76K |
|
|
MPT
1256
Medical Properties Trust
MPT
$2.89B
| $95.1K | ﹤0.01% |
18,752
-4,810
| -20% | -$21.2K |
|
1257
PennantPark Floating Rate Capital
PFLT
$681M
| $93.3K | ﹤0.01% |
10,495
+56
| +0.5% | +$574 |
|
1258
United States Antimony
UAMY
$766M
| $92.8K | ﹤0.01% |
14,960
-40
| -0.3% | -$167 |
|
|
CIK
1259
Credit Suisse Asset Management Income Fund
CIK
$133M
| $92.1K | ﹤0.01% |
31,435
| – | – |
|
1260
Titan International
TWI
$516M
| $91.2K | ﹤0.01% |
12,069
| – | – |
|
1261
Novavax
NVAX
$1.23B
| $87.6K | ﹤0.01% |
+10,108
| New | +$78.7K |
|
1262
Western Union
WU
$2.57B
| $84K | ﹤0.01% |
10,510
+189
| +2% | +$1.58K |
|
|
FINV
1263
FinVolution Group
FINV
$1.12B
| $81.1K | ﹤0.01% |
+11,000
| New | +$96.4K |
|
1264
Gabelli Equity Trust
GAB
$1.74B
| $79.1K | ﹤0.01% |
12,994
+52
| +0.4% | +$312 |
|
1265
Stagwell
STGW
$1.84B
| $78.8K | ﹤0.01% |
14,000
-771
| -5% | -$4.09K |
|
|
BTQ
1266
BTQ Technologies Corp
BTQ
$479M
| $78.2K | ﹤0.01% |
+11,300
| New | +$69.5K |
|
|
RC
1267
Ready Capital
RC
$265M
| $77.1K | ﹤0.01% |
19,911
+563
| +3% | +$2.38K |
|
1268
Krispy Kreme
DNUT
$543M
| $76K | ﹤0.01% |
+19,650
| New | +$67.7K |
|
1269
Heartbeam
BEAT
$28.4M
| $70K | ﹤0.01% |
42,400
-31,450
| -43% | -$40.4K |
|
|
HIO
1270
Western Asset High Income Opportunity Fund
HIO
$335M
| $67.7K | ﹤0.01% |
17,632
+204
| +1% | +$809 |
|
|
AWP
1271
abrdn Global Premier Properties Fund
AWP
$377M
| $66.7K | ﹤0.01% |
5,597
+104
| +2% | +$1.23K |
|
1272
Banco Bradesco
BBD
$38.1B
| $65.9K | ﹤0.01% |
+19,463
| New | +$58.7K |
|
1273
Plug Power
PLUG
$2.92B
| $62.6K | ﹤0.01% |
26,885
+2,604
| +11% | +$4.41K |
|
1274
Clover Health Investments
CLOV
$2.28B
| $57.3K | ﹤0.01% |
18,724
+500
| +3% | +$1.43K |
|
1275
Atomera
ATOM
$201M
| $56.4K | ﹤0.01% |
12,750
-12,050
| -49% | -$49.5K |
|
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Sigma Planning Corp's Q3 2025 Portfolio in Review
As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.
By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.
- Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
- Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
- Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
- Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
- Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
- Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.
Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.