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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SLRC icon
1251
SLR Investment Corp
SLRC
$706M
$214K 0.01%
11,617
+12
+0.1% +$230
FAUG icon
1252
FT Vest US Equity Buffer ETF August
FAUG
$1.18B
$213K 0.01%
+5,505
New +$209K
FND icon
1253
Floor & Decor
FND
$5.81B
$213K 0.01%
1,638
-335
-17% -$43.2K
VMO icon
1254
Invesco Municipal Opportunity Trust
VMO
$647M
$213K 0.01%
15,394
+449
+3% +$6.09K
YETI icon
1255
Yeti Holdings
YETI
$3.82B
$213K 0.01%
2,574
-2,821
-52% -$259K
CHDN icon
1256
Churchill Downs
CHDN
$6.03B
$212K 0.01%
1,764
+40
+2% +$4.75K
EAGG icon
1257
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$212K 0.01%
3,833
-4
-0.1% -$220
DJT icon
1258
Trump Media & Technology Group
DJT
$2.37B
$212K 0.01%
+4,123
New +$187K
AGO icon
1259
Assured Guaranty
AGO
$3.78B
$211K 0.01%
+4,202
New +$216K
BRSL
1260
Brightstar Lottery PLC
BRSL
$1.91B
$211K 0.01%
+7,302
New +$207K
UPBD icon
1261
Upbound Group
UPBD
$1.19B
$211K 0.01%
4,384
+95
+2% +$4.75K
BNTX icon
1262
BioNTech
BNTX
$22.6B
$210K 0.01%
816
-129
-14% -$35.3K
JAZZ icon
1263
Jazz Pharmaceuticals
JAZZ
$15.9B
$209K 0.01%
+1,637
New +$215K
PAUG icon
1264
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$209K 0.01%
6,880
– –
SNY icon
1265
Sanofi
SNY
$104B
$209K 0.01%
4,167
-35
-0.8% -$1.73K
BCX icon
1266
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$208K 0.01%
22,297
+149
+0.7% +$1.39K
JPI
1267
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$208K 0.01%
8,050
-500
-6% -$12.6K
BALL icon
1268
Ball Corp
BALL
$17B
$207K 0.01%
+2,148
New +$199K
HI
1269
DELISTED
Hillenbrand
HI
$207K 0.01%
+3,978
New +$190K
IWC icon
1270
iShares Micro-Cap ETF
IWC
$1.43B
$205K 0.01%
1,467
+16
+1% +$2.32K
DXCM icon
1271
DexCom
DXCM
$27.6B
$204K 0.01%
1,516
-400
-21% -$57.5K
LTC
1272
LTC Properties
LTC
$2.16B
$204K 0.01%
+5,963
New +$199K
SCCO icon
1273
Southern Copper
SCCO
$141B
$204K 0.01%
+3,562
New +$199K
FICO icon
1274
Fair Isaac
FICO
$28.7B
$203K 0.01%
+468
New +$186K
FOUR icon
1275
Shift4
FOUR
$3.84B
$203K 0.01%
3,500
– –
49 50
51
52 53

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.