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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1226
Innovator US Equity Ultra Buffer ETF November
UNOV
$107M
| $201K | 0.01% |
+5,275
| New | +$199K |
2025 Q4
0 quarters
|
|
1227
FT Vest Laddered Moderate Buffer ETF
BUFZ
$1.09B
| $199K | 0.01% |
18,811
+6,308
| +50% | +$165K |
2025 Q1
3 quarters
|
|
1228
Healthpeak Properties
DOC
$13.1B
| $197K | 0.01% |
12,222
-1,987
| -14% | -$35K |
2024 Q3
5 quarters
|
|
1229
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$104M
| $192K | 0.01% |
+12,809
| New | +$243K |
2025 Q4
0 quarters
|
|
1230
Global X SuperDividend US ETF
DIV
$766M
| $185K | 0.01% |
10,665
+156
| +1% | +$2.71K |
2025 Q3
1 quarter
|
|
1231
Newell Brands
NWL
$2.41B
| $179K | ﹤0.01% |
48,100
+7,130
| +17% | +$28.8K |
2024 Q1
7 quarters
|
|
1232
Intuitive Machines
LUNR
$1.74B
| $178K | ﹤0.01% |
10,947
+886
| +9% | +$10.3K |
2025 Q3
1 quarter
|
|
1233
Flagstar Bank National Association
FLG
$4.6B
| $177K | ﹤0.01% |
14,056
-2,269
| -14% | -$27.1K |
2022 Q4
12 quarters
|
|
1234
Chimera Investment
CIM
$703M
| $176K | ﹤0.01% |
14,189
-85
| -0.6% | -$1.08K |
2025 Q1
3 quarters
|
|
1235
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.2B
| $163K | ﹤0.01% |
+10,637
| New | +$165K |
2025 Q4
0 quarters
|
|
1236
Gladstone Land Corp
LAND
$400M
| $163K | ﹤0.01% |
17,826
+1,161
| +7% | +$10.6K |
2025 Q1
3 quarters
|
|
1237
Aurora
AUR
$9.74B
| $163K | ﹤0.01% |
42,378
-4,628
| -10% | -$21.2K |
2024 Q3
5 quarters
|
|
1238
Eaton Vance Senior Floating-Rate Fund
EFR
$301M
| $161K | ﹤0.01% |
14,427
+5
| +0% | +$56 |
2024 Q1
7 quarters
|
|
1239
Cleveland-Cliffs
CLF
$6.91B
| $160K | ﹤0.01% |
12,063
-407
| -3% | -$5.14K |
2021 Q2
18 quarters
|
|
1240
Biohaven
BHVN
$1.63B
| $154K | ﹤0.01% |
13,613
+1,146
| +9% | +$14.2K |
2022 Q4
12 quarters
|
|
1241
Hafnia
HAFN
$5.36B
| $154K | ﹤0.01% |
28,800
+1,200
| +4% | +$7.16K |
2024 Q3
5 quarters
|
|
1242
NuScale Power
SMR
$2.39B
| $153K | ﹤0.01% |
10,867
-6,928
| -39% | -$198K |
2025 Q2
2 quarters
|
|
1243
CALL
Ford
F
$49.6B
| $150K | ﹤0.01% |
41,000
| – | – |
2025 Q3
1 quarter
|
|
1244
Heartbeam
BEAT
$24.6M
| $148K | ﹤0.01% |
61,650
+19,250
| +45% | +$33K |
2025 Q1
3 quarters
|
|
1245
United States Natural Gas Fund
UNG
$506M
| $146K | ﹤0.01% |
+11,926
| New | +$161K |
2025 Q4
0 quarters
|
|
1246
Petrobras Class A
PBR.A
$150B
| $144K | ﹤0.01% |
12,800
-1,900
| -13% | -$21.9K |
2025 Q2
2 quarters
|
|
1247
Cohen & Steers Quality Income Realty Fund
RQI
$1.51B
| $138K | ﹤0.01% |
12,041
-771
| -6% | -$9.18K |
2025 Q1
3 quarters
|
|
1248
Redwire
RDW
$2.1B
| $130K | ﹤0.01% |
17,079
+5,715
| +50% | +$41.9K |
2025 Q3
1 quarter
|
|
1249
Global Net Lease
GNL
$1.72B
| $130K | ﹤0.01% |
15,067
-365
| -2% | -$2.92K |
2015 Q3
41 quarters
|
|
1250
Nokia
NOK
$51.2B
| $129K | ﹤0.01% |
+19,869
| New | +$123K |
2025 Q4
0 quarters
|
|
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RPGK
Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.