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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNOV icon
1226
Innovator US Equity Ultra Buffer ETF November
UNOV
$110M
$201K 0.01%
+5,275
New +$199K
BUFZ icon
1227
FT Vest Laddered Moderate Buffer ETF
BUFZ
$1.02B
$199K 0.01%
18,811
+6,308
+50% +$165K
DOC icon
1228
Healthpeak Properties
DOC
$14.8B
$197K 0.01%
12,222
-1,987
-14% -$35K
CRPT icon
1229
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$83.4M
$192K 0.01%
+12,809
New +$243K
DIV icon
1230
Global X SuperDividend US ETF
DIV
$783M
$185K 0.01%
10,665
+156
+1% +$2.71K
NWL icon
1231
Newell Brands
NWL
$2.56B
$179K ﹤0.01%
48,100
+7,130
+17% +$28.8K
LUNR icon
1232
Intuitive Machines
LUNR
$2.63B
$178K ﹤0.01%
10,947
+886
+9% +$10.3K
FLG
1233
Flagstar Bank National Association
FLG
$5.82B
$177K ﹤0.01%
14,056
-2,269
-14% -$27.1K
CIM
1234
Chimera Investment
CIM
$1B
$176K ﹤0.01%
14,189
-85
-0.6% -$1.08K
ETY icon
1235
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
$163K ﹤0.01%
+10,637
New +$165K
LAND
1236
Gladstone Land Corp
LAND
$360M
$163K ﹤0.01%
17,826
+1,161
+7% +$10.6K
AUR icon
1237
Aurora
AUR
$13.8B
$163K ﹤0.01%
42,378
-4,628
-10% -$21.2K
EFR
1238
Eaton Vance Senior Floating-Rate Fund
EFR
$317M
$161K ﹤0.01%
14,427
+5
+0% +$56
CLF icon
1239
Cleveland-Cliffs
CLF
$6.99B
$160K ﹤0.01%
12,063
-407
-3% -$5.14K
BHVN icon
1240
Biohaven
BHVN
$2.21B
$154K ﹤0.01%
13,613
+1,146
+9% +$14.2K
HAFN icon
1241
Hafnia
HAFN
$3.75B
$154K ﹤0.01%
28,800
+1,200
+4% +$7.16K
SMR icon
1242
NuScale Power
SMR
$4.03B
$153K ﹤0.01%
10,867
-6,928
-39% -$198K
F icon
1243
CALL
Ford
F
$55.7B
$150K ﹤0.01%
41,000
– –
BEAT icon
1244
Heartbeam
BEAT
$29.1M
$148K ﹤0.01%
61,650
+19,250
+45% +$33K
UNG icon
1245
United States Natural Gas Fund
UNG
$478M
$146K ﹤0.01%
+11,926
New +$161K
PBR.A icon
1246
Petrobras Class A
PBR.A
$103B
$144K ﹤0.01%
12,800
-1,900
-13% -$21.9K
RQI icon
1247
Cohen & Steers Quality Income Realty Fund
RQI
$1.69B
$138K ﹤0.01%
12,041
-771
-6% -$9.18K
RDW icon
1248
Redwire
RDW
$3.25B
$130K ﹤0.01%
17,079
+5,715
+50% +$41.9K
GNL icon
1249
Global Net Lease
GNL
$1.95B
$130K ﹤0.01%
15,067
-365
-2% -$2.92K
NOK icon
1250
Nokia
NOK
$52.3B
$129K ﹤0.01%
+19,869
New +$123K
48 49
50
51 52

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.