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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-2.13%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.14B
AUM Growth
-$48.7M
Cap. Flow
+$77.4M
Cap. Flow %
2.47%
Top 10 Hldgs %
25.19%
Holding
1,301
New
140
Increased
559
Reduced
483
Closed
98

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$12.8M
2
FTCB icon
First Trust Core Investment Grade ETF
FTCB
+$6.27M
3
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$5.37M
4
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$5.26M
5
GJAN icon
FT Vest US Equity Moderate Buffer ETF January
GJAN
+$4.28M

Top Sells

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$17.1M
2
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$6.72M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$6.34M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.43M
5
MGOV icon
First Trust Intermediate Government Opportunities ETF
MGOV
+$3.86M

Sector Composition

Rank Sector Weight
1 Technology 12.7%
2 Financials 4.54%
3 Consumer Discretionary 4.19%
4 Healthcare 4.09%
5 Industrials 3.08%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESGU icon
1226
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
– –
-3,435
Closed -$443K
FEX icon
1227
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
– –
-3,152
Closed -$329K
FN icon
1228
Fabrinet
FN
$17.1B
– –
-2,499
Closed -$549K
FSCO
1229
FS Credit Opportunities Corp
FSCO
$989M
– –
-15,732
Closed -$107K
FSLR icon
1230
First Solar
FSLR
$21.8B
– –
-1,295
Closed -$228K
FTRI icon
1231
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
– –
-16,128
Closed -$194K
FTXN icon
1232
First Trust Nasdaq Oil & Gas ETF
FTXN
$175M
– –
-40,084
Closed -$1.15M
GBAB
1233
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
– –
-12,033
Closed -$183K
GNTX icon
1234
Gentex
GNTX
$4.88B
– –
-9,462
Closed -$272K
HAL icon
1235
Halliburton
HAL
$27.9B
– –
-8,383
Closed -$228K
HCA icon
1236
HCA Healthcare
HCA
$84.8B
– –
-714
Closed -$214K
HUT
1237
Hut 8
HUT
$12.4B
– –
-22,000
Closed -$451K
HYGH icon
1238
iShares Interest Rate Hedged High Yield Bond ETF
HYGH
$573M
– –
-17,018
Closed -$1.47M
IAGG icon
1239
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
– –
-6,392
Closed -$319K
IBHF icon
1240
iShares iBonds 2026 Term High Yield and Income ETF
IBHF
$834M
– –
-23,518
Closed -$544K
ICLN icon
1241
iShares Global Clean Energy ETF
ICLN
$2.38B
– –
-10,186
Closed -$116K
IEO icon
1242
iShares US Oil & Gas Exploration & Production ETF
IEO
$573M
– –
-4,273
Closed -$383K
IGPT icon
1243
Invesco AI and Next Gen Software ETF
IGPT
$1.21B
– –
-7,707
Closed -$349K
IHF icon
1244
iShares US Healthcare Providers ETF
IHF
$1.18B
– –
-4,646
Closed -$223K
INTC icon
1245
CALL
Intel
INTC
$466B
– –
-34,800
Closed -$52.2K
IONQ icon
1246
IonQ
IONQ
$12.3B
– –
-8,837
Closed -$369K
JBHT icon
1247
JB Hunt Transport Services
JBHT
$27.1B
– –
-1,634
Closed -$279K
JCI icon
1248
Johnson Controls International
JCI
$87.5B
– –
-3,439
Closed -$271K
JMIA
1249
Jumia Technologies
JMIA
$726M
– –
-13,048
Closed -$49.8K
JPEF icon
1250
JPMorgan Equity Focus ETF
JPEF
$1.97B
– –
-17,615
Closed -$1.18M
48 49
50
51 52

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Sigma Planning Corp's Q1 2025 Portfolio in Review

As of Q1 2025, Sigma Planning Corp held 1,301 positions worth $3.14B, down 1.5% from $3.18B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q1 2025 filing shows 140 new, 559 increased, 483 reduced and 98 closed positions. Its largest new stake was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M. The largest sale was iShares 10+ Year Investment Grade Corporate Bond ETF, an estimated $17.1M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2025 buy was First Trust Core Investment Grade ETF: 301,512 shares worth $6.33M.
  • Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q1 2025, an estimated $12.8M increase.
  • Sigma Planning Corp's biggest Q1 2025 reduction was iShares 10+ Year Investment Grade Corporate Bond ETF, cutting an estimated $17.1M.
  • Sigma Planning Corp fully exited Astera Labs in Q1 2025, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.14B portfolio in Q1 2025.
  • Sigma Planning Corp opened 140 new positions and closed 98 in Q1 2025.
  • Sigma Planning Corp's portfolio value fell 1.5% quarter-over-quarter to $3.14B.

Based on Sigma Planning Corp's 13F filing for Q1 2025, filed 2 May 2025.