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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PH icon
1226
Parker-Hannifin
PH
$125B
$227K 0.01%
713
-76
-10% -$23.5K
SPYD icon
1227
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.66B
$227K 0.01%
5,390
+93
+2% +$3.79K
AES icon
1228
AES
AES
$10.6B
$226K 0.01%
9,316
-2,290
-20% -$55.7K
GWW icon
1229
W.W. Grainger
GWW
$65.3B
$226K 0.01%
+435
New +$205K
PHO icon
1230
Invesco Water Resources ETF
PHO
$1.97B
$226K 0.01%
+3,711
New +$216K
DRI icon
1231
Darden Restaurants
DRI
$22.5B
$225K 0.01%
1,494
-483
-24% -$71.4K
AB icon
1232
AllianceBernstein
AB
$3.47B
$224K 0.01%
4,588
+8
+0.2% +$418
ERTH icon
1233
Invesco MSCI Sustainable Future ETF
ERTH
$132M
$224K 0.01%
3,355
+1
+0% +$68
GGN
1234
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$767M
$224K 0.01%
59,788
+2,741
+5% +$10.5K
GBAB
1235
Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust
GBAB
$382M
$222K 0.01%
9,345
-3,789
-29% -$89.7K
IVOV icon
1236
Vanguard S&P Mid-Cap 400 Value ETF
IVOV
$1.34B
$222K 0.01%
+2,638
New +$221K
WK icon
1237
Workiva
WK
$2.94B
$222K 0.01%
1,700
– –
FPF
1238
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$220K 0.01%
8,981
-51
-0.6% -$1.27K
IPAR icon
1239
Interparfums
IPAR
$3.92B
$220K 0.01%
+2,062
New +$185K
IPO icon
1240
Renaissance IPO ETF
IPO
$154M
$220K 0.01%
3,810
– –
IYK icon
1241
iShares US Consumer Staples ETF
IYK
$1.39B
$220K 0.01%
+3,294
New +$206K
MTTR
1242
DELISTED
Matterport, Inc. Class A Common Stock
MTTR
$220K 0.01%
+10,648
New +$244K
NTG
1243
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$220K 0.01%
7,217
-1,873
-21% -$58.9K
ONEY icon
1244
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$742M
$219K 0.01%
+2,182
New +$213K
AMBA icon
1245
Ambarella
AMBA
$2.99B
$217K 0.01%
+1,071
New +$199K
EWU icon
1246
iShares MSCI United Kingdom ETF
EWU
$4.04B
$216K 0.01%
+6,517
New +$215K
AON icon
1247
Aon
AON
$77.3B
$215K 0.01%
714
-120
-14% -$36K
NXPI icon
1248
NXP Semiconductors
NXPI
$68B
$215K 0.01%
945
-140
-13% -$29.8K
AGNC icon
1249
AGNC Investment
AGNC
$12.3B
$214K 0.01%
14,216
-558
-4% -$8.84K
CLGN icon
1250
CollPlant Biotechnologies
CLGN
$5.95M
$214K 0.01%
13,070
-5,565
-30% -$99.3K
48 49
50
51 52

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.