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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.26B
AUM Growth
+$109M
Cap. Flow
-$54.8M
Cap. Flow %
-1.68%
Top 10 Hldgs %
26.03%
Holding
1,293
New
103
Increased
489
Reduced
584
Closed
82

Top Buys

Rank Stock Value
1
IGLB icon
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
+$18.8M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$4.28M
3
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$3.47M
4
FTGS icon
First Trust Growth Strength ETF
FTGS
+$3.34M
5
BUFR icon
FT Vest Fund of Buffer ETFs
BUFR
+$3.04M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$7.81M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$6.37M
3
USIG icon
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
+$6.07M
4
AAPL icon
Apple
AAPL
+$5.5M
5
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.42M

Sector Composition

Rank Sector Weight
1 Technology 13.13%
2 Consumer Discretionary 4.22%
3 Healthcare 4.12%
4 Financials 4.1%
5 Industrials 3.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLG icon
101
Invesco S&P 500 Top 50 ETF
XLG
$10.5B
$6.17M 0.19%
129,787
-26,006
-17% -$1.2M
USIG icon
102
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
$17.2B
$6.16M 0.19%
117,152
-117,641
-50% -$6.07M
VO icon
103
Vanguard Mid-Cap ETF
VO
$106B
$6.11M 0.19%
92,700
-3,964
-4% -$249K
SMH icon
104
VanEck Semiconductor ETF
SMH
$67.6B
$6.1M 0.19%
24,857
-1,866
-7% -$454K
UCON icon
105
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$6.09M 0.19%
242,178
-9,761
-4% -$243K
XLI icon
106
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$6.08M 0.19%
44,857
+13,038
+41% +$1.66M
AMD icon
107
Advanced Micro Devices
AMD
$851B
$6.04M 0.18%
36,787
+799
+2% +$121K
SPIB icon
108
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$6.02M 0.18%
178,654
+49,586
+38% +$1.65M
USHY icon
109
iShares Broad USD High Yield Corporate Bond ETF
USHY
$28.9B
$6.01M 0.18%
159,758
+18,621
+13% +$688K
AMGN icon
110
Amgen
AMGN
$203B
$6M 0.18%
18,633
+193
+1% +$63.1K
LMT icon
111
Lockheed Martin
LMT
$134B
$5.85M 0.18%
10,014
+50
+0.5% +$26.8K
KO icon
112
Coca-Cola
KO
$354B
$5.85M 0.18%
81,375
-4,730
-5% -$324K
PULS icon
113
PGIM Ultra Short Bond ETF
PULS
$17.7B
$5.83M 0.18%
117,082
-4,924
-4% -$244K
PEP icon
114
PepsiCo
PEP
$186B
$5.71M 0.18%
33,600
-1,367
-4% -$235K
T icon
115
AT&T
T
$165B
$5.61M 0.17%
255,081
-9,595
-4% -$191K
XLP icon
116
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.2B
$5.52M 0.17%
66,517
-7,334
-10% -$589K
ORCL icon
117
Oracle
ORCL
$331B
$5.51M 0.17%
32,351
+1,017
+3% +$147K
IJS icon
118
iShares S&P Small-Cap 600 Value ETF
IJS
$8.11B
$5.43M 0.17%
50,394
-1,531
-3% -$159K
SO icon
119
Southern Company
SO
$110B
$5.34M 0.16%
59,252
-5,010
-8% -$428K
FTGS icon
120
First Trust Growth Strength ETF
FTGS
$1.26B
$5.29M 0.16%
169,289
+109,279
+182% +$3.34M
IJK icon
121
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$5.14M 0.16%
55,919
-8,679
-13% -$776K
XMHQ icon
122
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$5.12M 0.16%
49,947
-11,697
-19% -$1.16M
HON icon
123
Honeywell
HON
$77.1B
$5.1M 0.16%
26,199
-1,233
-4% -$239K
IYW icon
124
iShares US Technology ETF
IYW
$23.7B
$5.03M 0.15%
33,187
-3,212
-9% -$472K
VYM icon
125
Vanguard High Dividend Yield ETF
VYM
$81.1B
$4.95M 0.15%
38,576
+35
+0.1% +$4.32K
3 4
5
6 7

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BPS
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WWA
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Sigma Planning Corp's Q3 2024 Portfolio in Review

As of Q3 2024, Sigma Planning Corp held 1,293 positions worth $3.26B, up 3.4% from $3.16B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2024 filing shows 103 new, 489 increased, 584 reduced and 82 closed positions. Its largest new stake was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M. The largest sale was Invesco QQQ Trust, an estimated $7.81M.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 14% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q3 2024 buy was iShares 10+ Year Investment Grade Corporate Bond ETF: 360,181 shares worth $19.3M.
  • Sigma Planning Corp added most to Schwab US Large-Cap Growth ETF in Q3 2024, an estimated $4.28M increase.
  • Sigma Planning Corp's biggest Q3 2024 reduction was Invesco QQQ Trust, cutting an estimated $7.81M.
  • Sigma Planning Corp fully exited Pacer Lunt MidCap Multi-Factor Alternator ETF in Q3 2024, selling an estimated $4.87M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.26B portfolio in Q3 2024.
  • Sigma Planning Corp opened 103 new positions and closed 82 in Q3 2024.
  • Sigma Planning Corp's portfolio value rose 3.4% quarter-over-quarter to $3.26B.

Based on Sigma Planning Corp's 13F filing for Q3 2024, filed 4 Nov 2024.