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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
101
State Street Utilities Select Sector SPDR ETF
XLU
$24.1B
$6.07M 0.22%
172,166
-38,284
-18% -$1.3M
BSCN
102
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$6.05M 0.22%
288,388
+7,009
+2% +$147K
IBM icon
103
IBM
IBM
$202B
$6.03M 0.22%
42,805
+595
+1% +$82.1K
DE icon
104
Deere & Co
DE
$170B
$5.98M 0.21%
13,947
+502
+4% +$204K
BSCO
105
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$5.96M 0.21%
290,828
+8,552
+3% +$175K
FTGC icon
106
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.99B
$5.92M 0.21%
241,871
+462
+0.2% +$12.1K
BMY icon
107
Bristol-Myers Squibb
BMY
$127B
$5.92M 0.21%
82,222
-1,551
-2% -$117K
BIV icon
108
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$5.9M 0.21%
79,374
+10,635
+15% +$788K
SCHX icon
109
Schwab US Large- Cap ETF
SCHX
$70.9B
$5.83M 0.21%
387,297
+16,725
+5% +$253K
ICSH icon
110
iShares Ultra Short Duration Bond Active ETF
ICSH
$7.97B
$5.82M 0.21%
116,266
+18,782
+19% +$939K
CAT icon
111
Caterpillar
CAT
$409B
$5.81M 0.21%
24,248
-7,433
-23% -$1.62M
DIA icon
112
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$5.73M 0.21%
17,307
+1,027
+6% +$334K
TLT icon
113
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$5.71M 0.2%
57,331
+19,856
+53% +$2M
FENY icon
114
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$5.69M 0.2%
238,728
-7,782
-3% -$186K
VLUE icon
115
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$5.55M 0.2%
60,939
-21,871
-26% -$2M
IAU icon
116
iShares Gold Trust
IAU
$63B
$5.53M 0.2%
159,825
-4,556
-3% -$150K
HDV
117
iShares Core High Dividend ETF
HDV
$14.4B
$5.47M 0.2%
262,580
+2,250
+0.9% +$46K
BSV icon
118
Vanguard Short-Term Bond ETF
BSV
$44.6B
$5.46M 0.2%
72,548
-3,902
-5% -$293K
CVS icon
119
CVS Health
CVS
$137B
$5.44M 0.19%
58,367
-805
-1% -$77.7K
JVAL icon
120
JPMorgan US Value Factor ETF
JVAL
$820M
$5.36M 0.19%
161,753
-271,601
-63% -$8.95M
META icon
121
Meta Platforms (Facebook)
META
$1.51T
$5.1M 0.18%
42,419
-8,404
-17% -$987K
DUK icon
122
Duke Energy
DUK
$102B
$5.09M 0.18%
49,428
+415
+0.8% +$39.8K
DDEC icon
123
FT Vest US Equity Deep Buffer ETF December
DDEC
$426M
$5.08M 0.18%
+166,118
New +$5.05M
HYG icon
124
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$5.08M 0.18%
69,043
-9,686
-12% -$714K
FTC icon
125
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$5.03M 0.18%
54,983
+26,002
+90% +$2.41M
3 4
5
6 7

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.